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At its Madrid Summit in 1997, the North Atlantic Treaty Organization
(NATO) took the important decision to invite three new members--Poland,
the Czech Republic, and Hungary--to join the alliance. This landmark
step will help stabilize an historically unstable region and bring
major security benefits to all of Europe. But it also raises a number
of difficult questions for the alliance and the Clinton administration.
How should NATO's open door policy be managed? Should a second tranche
be admitted soon, and who should join? What should be the standards
for selecting new members? How far can NATO enlarge without weakening
itself and damaging Europe? Above all, what is NATO trying to achieve?
We have strongly supported NATO enlargement from the onset. But
with the Washington summit of April 1999 fast approaching, we believe
that it is time to take a hard look at the future process of enlargement.
Enlargement is not an end in itself; rather, it is a means to an
end. It needs to serve the alliance's vital interests and Europe's
security as a whole. The present enlargement serves both goals;
any further steps must do so as well.
The standards for future membership, however, remain vague. NATO
currently is embracing not only an open door policy but also a loose
set of political standards that will potentially allow many countries
to qualify for membership in the coming years. Admitting all or
most of them could have a detrimental impact on both NATO and Europe.
But drawing the line may prove difficult.
In our view, future enlargement policy needs to be guided by a
more explicit strategic rationale. Membership should not be granted
simply as a reward for democratic conduct. This is a necessary but
insufficient condition. Enlargement should occur only when it enhances
NATO's core competency as a credible military alliance and produces
compelling security benefits. New members must demonstrate an ability
and willingness to carry out both NATO's old and new missions. Their
inclusion must strengthen the alliance's ability to meet the new
challenges it is likely to face in the twenty-first century.
A more explicit strategic rationale would keep the door open but
would also help ensure that if further enlargement occurs, it will
have a clear purpose and take place in discriminating, limited ways.
This would maintain NATO's effectiveness and contribute to a stronger
overall security architecture designed to consolidate peace in Europe.
Giving Enlargement a Strategic Rationale
Giving enlargement a more explicit strategic rationale would help
to ensure that future expansion continues to receive strong Congressional
support. The recent debate on ratifying the first tranche of new
members made it clear that the Senate will not write a blank check
for further enlargement. Many senators--even several who supported
enlargement--expressed deep concerns about the impact of enlargement
on NATO's effectiveness and cohesion. More than forty percent supported
Senator John Warner's call for a legislated pause before further
enlargement. The Senate will carefully scrutinize further enlargement
proposals, and any effort to push through a hasty second round could
face widespread opposition.
In addition to building stronger Congressional support, a more
explicit strategic rationale would help to ensure that when further
enlargement takes place, it is carried out wisely and with positive
effects. For the United States, enlargement should be one part of
a strategic policy aimed not only at stabilizing Europe, but also
at adapting NATO to the new threats on Europe's periphery and beyond.
The decision to admit the three new members served this agenda.
So must any future enlargement.
Admitting the first tranche is already accomplishing a strategic
purpose. Central Europe is becoming increasingly stable and secure.
The countries of the region are developing market democracies, establishing
civilian control over their militaries, and downsizing their force
postures while upgrading their military quality to meet NATO standards.
Historical disputes over borders are giving way to growing cooperation
across the region. The new members are contributing to military
missions on NATO's periphery. In short, the three new members are
producing more security than they consume. NATO now needs to decide
whether admitting additional members will accomplish similarly worthy
goals--and if so, which ones. It will be unable to make this critical
calculation if it fails to make clear the strategic purposes that
should be pursued by further enlargement.
In its September 1995 "Study on NATO Enlargement," NATO
proclaimed that enlargement must serve the alliance's security interests.
But the first round of enlargement has created a dynamic that tends
to discount strategic purposes and increasingly emphasizes looser,
less discriminating political standards. These standards imply that
virtually any European country can qualify for admission if it presents
its credentials as a budding democracy with a free market economy,
civilian control of the military, a responsible foreign policy toward
its neighbors and a credible track record in the Partnership for
Peace program. To be sure, these standards keep the door open, but
they also deny NATO a strong and consistent rationale for saying
"no" when its own security interests and strategic purposes
are not served.
Four years ago, the architects of enlargement did not foresee the
extent to which joining NATO would become a widely popular goal
across Eastern Europe. In response to the open door policy and their
newfound freedom to choose, 12 countries have signaled their desire
for NATO membership, most of them proclaiming it a key to national
salvation. When the first tranche is admitted, nine others will
be left banging on the door, many offering plausible arguments that
they meet--or will soon meet--NATO's political standards. Three
of these countries are located in or near Central and Eastern Europe,
the geographic focus of current enlargement policy. Three others
are located in the Baltic region, and the remaining three are situated
in the Balkans. Moreover, the list of potential candidates does
not necessarily end there. Austria, Sweden, and Finland have not
yet applied but at some point they might, and all of them already
meet most NATO political standards. Ukraine--and even Russia--could
also decide to apply some day.
Most of the actual and potential European applicants view NATO
membership as a step to advance their own interests. They want to
belong to the Western club as an end in itself, but they also have
tangible security goals in mind. Few perceive themselves as threatened
in the near term, but they are uncertain of the long term, and knowing
Europe's troubled history they want an insurance policy. Facing
the need to plan their military postures for a decade or two, most
realize it would be difficult to defend themselves on their own
if the security environment deteriorates. Nor do they want to spend
large sums on military preparedness, which would detract from their
economic recovery. Membership in NATO provides strong protection
and a means to meet unfulfilled defense requirements on the cheap.
While they want to participate in NATO, many are not strongly committed
to protecting other countries or to contributing to other NATO missions
in significant ways.
This self-centered approach is understandable, but it could have
a negative impact on NATO's cohesion and effectiveness. NATO's approach
needs to reflect a stronger strategic calculus. Deliberations to
date--at least those made in public--have tended to focus too much
on the political merits of individual countries rather than on NATO's
own goals and strategy and the regional and theater-wide implications
of admitting clusters of new members. Discussions about the next
round of enlargement often seem propelled by the countries that
plead the loudest and the candidates that are most effective at
mobilizing a political constituency within NATO. Faced with this
growing barrage of external pressures, there is a danger that NATO
will engage in log rolling and will admit many countries to satisfy
the wishes of the alliance's biggest powers and largest internal
factions.
Toward a Bigger but Less Effective NATO?
Swift movement to a vastly bigger alliance could alter NATO's political
and military character. Populating the North Atlantic Council--NATO's
supreme decisionmaking body--with a large bloc of new members could
significantly increase the number of countries with veto power over
council decisions, thus making consensus and decisions all the harder
to achieve. The effect would be compounded if some new members do
not share NATO's strategic priorities. A vastly bigger NATO could
come to resemble the less effective Organization for Security and
Cooperation in Europe (OSCE). In such a case, NATO might still be
able to perform some missions such as peacekeeping in cases in which
a widespread political consensus exists. But its ability to perform
other critical functions could be undermined in ways that erode
its traditional character as an effective military alliance.
A weakened NATO resembling the OSCE would no longer serve as a
reliable instrument of U.S. policy and commitments in Europe. American
leadership and influence would decline. NATO's support for U.S.
interests in Europe and elsewhere would also likely diminish. Owing
to both changes, the transatlantic bond would erode. Militarily,
the United States would make defense guarantees to NATO's members
with less confidence that the necessary allied forces and support
assets would be available. Nor could it count on allied help in
carrying out other military operations in Europe and beyond. The
growing technology gap between U.S. and European forces could widen
to the point that combined operations were no longer possible. In
this setting, the rationale for continuing to station large U.S.
forces in Europe and make other military commitments would weaken.
If NATO enlarges indiscriminately, it will acquire a steadily growing
number of functions that could diminish the emphasis on other bodies,
including the OSCE. In essence, NATO would become Europe's entire
security architecture rather than merely one part of it. In all
likelihood NATO could not perform all of these new functions effectively.
In the process, it could lose its current core competency to conduct
major military operations when they are needed. If this happens,
European security will be weakened not only because other institutions
are doing too little, but because NATO is trying to do too much
while becoming increasingly unable to do what is still essential.
NATO's well-honed ability to forge unified defense policies among
its European members is also likely to erode. The Defense Planning
Committee and the Military Committee already have trouble monitoring
the military preparedness of 16 nations. They would have far greater
trouble if NATO expands to embrace a significantly larger number
of members. NATO's force planning process could become so encumbered
with managing the military affairs of new members that it could
lose its capacity to meet requirements and carry out improvement
programs for current members, which still provide the alliance's
main military muscle. An alliance of many more nations would be
hard-pressed to achieve the consensus needed to pursue a coherent
long-term defense. It could be diverted from launching such new
initiatives as better power projection and counterproliferation.
NATO might continue defending current members, but it is not likely
to develop the better forces needed to perform other operations.
Nor would a significantly larger alliance necessarily produce a
more stable Europe or even render all the new members secure. If
NATO itself is weakened, new members could find themselves deprived,
ironically, of the credible security guarantees that led them to
seek NATO membership in the first place. This unsatisfactory result
could leave them still searching for security in other ways--a destabilizing
trend that enlargement was originally intended to avoid. Moreover,
potential rogues would be unimpressed by a bigger but sclerotic
NATO that was steadily losing the political will and military power
to contest aggression.
The same judgment applies doubly to the daunting task of forging
a new NATO southern strategy and preparing for new security missions
both inside Europe and beyond its borders. Growing threats from
the South mean that in the coming years NATO may need to prepare
defenses against weapons of mass destruction to better protect its
interests in and around Europe. If NATO enlarges too quickly, it
may be unable to carry out this important strategic shift.
In the worst case, NATO thus could be transformed into a big but
diluted and ineffective alliance that can neither consolidate Europe's
peaceful unification nor meet the new challenges to common Western
interests, many of which come from the South. This danger does not
argue against further enlargement or the maintenance of an open
door policy per se. But it does mean that if enlargement proceeds
beyond the first tranche, it must do so in ways that are prudent
and strategically make sense.
Establishing a Strategic Purpose
To avoid these dangers, further enlargement needs to be informed
by a clear strategic purpose. This requires establishing firm priorities
so that NATO's security focus is not lost amidst a welter of secondary
concerns. A clearer strategic purpose would not replace NATO's existing
political standards for admitting new members. Instead, it would
supplement them with firm strategic standards that enhance, not
undermine, NATO's security needs.
A strategic purpose would be neither loosely political nor threat-based.
NATO would not admit new members simply because they are aspiring
democracies that want to join, nor would it enlarge to prepare for
a renewed threat to Europe. Thus a strategic purpose is neither
anti-Russian nor narrowly military. It views Russia as a budding
democracy and partner, not as a future threat. It wants to preserve
an effective NATO because this kind of alliance is needed to consolidate
Europe's peace while defending common interests elsewhere. It calculates
that the future will be better served by a NATO that is still effective
and can truly generate power and security than by a big but diluted
NATO that no longer can perform this critical function. Rather than
denying the continuing centrality of security affairs, it seeks
to orchestrate their evolution in ways that advance Western interests,
strengthen NATO, and help create a peaceful and unified Europe.
A strategic purpose would focus on enhancing NATO's own capacity
to handle future security challenges. It would aspire to create
a new and better NATO for the twenty-first century, a NATO that
still provides collective defense but can also perform new European
missions, project power outside Europe, and work with the United
States to help defend common interests in distant regions. It would
not call upon NATO to abandon its traditional functions so that
it can perform new functions. NATO must preserve its established
character as an effective military alliance for two reasons. The
alliance's borders must always be safeguarded against unexpected
surprises, even in a peacetime era when old threats no longer exist
and are not anticipated to return. In addition, NATO's new function
of projecting power and stability outward can be performed only
if NATO maintains its ability to provide for the collective defense
of its members. The best way for NATO to be able to carry out new
missions is to remain good at performing traditional, still important
missions in ways that respond to Europe's new security situation.
A strategic purpose would also support a conscious external security
strategy inside and outside of Europe and would use further enlargement
to help carry it out. A strategic purpose would be anchored not
in containment and deterrence but in a new, forward-looking NATO
strategy aimed at shaping the peacetime environment, responding
to a wide spectrum of contingencies, and preparing adaptively for
an uncertain future. It would pursue two fundamental goals. The
first goal would be to consolidate NATO's already successful eastern
enlargement by taking prudent steps to promote integration and stability
and to prevent competition and conflict in Central Europe. The other
goal would be to configure NATO so that it could pursue a robust
southern strategy in Europe and beyond, defending both borders and
common interests. Enlargement would not be viewed as an enterprise
unto itself but as an instrument for supporting this strategy and
set of goals. It should be coordinated with other policy instruments,
including NATO's internal adaptation and efforts to create a more
effective European security architecture.
Accordingly, a strategic purpose would establish firm standards
for guiding further enlargement, so that the door is kept open but
new members are admitted only when this step makes strategic sense
and furthers NATO's security interests. These standards would permit
admission of new members when:
* Admitting them directly supports NATO's own interests, strategy,
and security goals.
* NATO can effectively absorb and integrate new members and truly
offer them collective defense protection.
* Candidates are willing and able to contribute significantly to
performing the alliance's new and old security missions; that is,
be able to produce security for NATO as a whole, not just consume
it.
* NATO's own cohesion, decisionmaking, and military effectiveness
at carrying out old and new missions is enhanced, not diminished.
* Admission will meaningfully enhance Europe's stability as a whole
and not trigger new instabilities.
* Alternative measures will not produce similar positive effects
at less risk of overextending NATO.
These standards are meant to create flexible guidelines, as called
for by NATO's enlargement study, rather than rigid strictures that
make it nearly impossible for any country or group of countries
to join NATO. In applying them NATO should be guided by common sense.
In special circumstances exceptions to some specific standards can
be made. The intent of these guidelines is not to bring enlargement
to a screeching halt, but to help discipline what otherwise could
become an unruly process that admits too many countries, and the
wrong countries, in ways that ultimately damage NATO and European
security.
In the long run, U.S. interests and European stability will be
better served by a reliable NATO that can produce security rather
than merely talk about it. Moreover, a still cohesive NATO will
be better able to turn its attention outward and southward. If NATO
meets these challenges effectively, the transatlantic bond will
be strengthened rather than weakened and the alliance will remain
the main instrument for addressing challenges to common U.S. and
European interests.
Enlarging in Slow, Limited Ways
Rather than closing the door, further enlargement should unfold
slowly, in a selective and discriminating manner. A slow enlargement
will give NATO breathing room to digest its initial new members,
to survey Europe's situation, and to make its judgments in a judicious
manner. True, a slow and deliberative process may frustrate some
prospective candidates. But over the long haul, they will be better
served by a NATO that enlarges one step at a time, taking care to
make sure that each phase is handled well.
For the near future, the top priority should be to ensure that
the first tranche of new members is integrated into NATO effectively.
This step is critical to making enlargement a success. Integrating
the three new members will require a concerted effort to carry out
the military dimensions of enlargement. The new members must be
brought into the integrated command. Their forces must be downsized
and endowed with a higher degree of readiness and modernization
so that they meet NATO's standards for compatibility and interoperability.
At the same time, NATO's current forces must be strengthened so
that they can carry out new reinforcement commitments in Eastern
Europe.
All of this will take time. But it is essential that it be done
and done right. If it is not, it may be difficult to get Congress
and the public to support future rounds of enlargement.
Some may argue that because the first tranche will fulfill NATO's
top strategic priorities, there is no compelling need to enlarge
further. But even though further enlargement may not be mandatory,
this does not mean it fails to make strategic sense. The key point
is that NATO enjoys the luxury of flexibility. It can choose for
itself, depending upon how it assesses the tradeoffs of enlarging
further. A strategic purpose argues that when the political, military,
and economic costs outweigh the benefits, NATO should refrain. But
when the benefits exceed the costs, NATO should admit new members,
on a schedule that ensures they can be absorbed effectively. Much
depends on not only the number of countries admitted but on their
identities and surrounding circumstances.
Appraising the Candidates
One of the main problems regarding further enlargement is that there
are no clear and obvious candidates for inclusion in a second round.
Sweden, Finland, and Austria all qualify on democratic and economic
grounds. They also have established strong civilian control over
their militaries. But neither Finland nor Sweden presently feels
a strong urge to join NATO or make the type of defense commitments
that membership implies. This could change in the future, but for
the moment NATO membership is not a top priority for either government.
The situation in Austria is quite different. The present ruling
coalition is split, with the Peoples Party supporting NATO membership
and the Social Democrats opposed. Public opinion polls indicate
that a majority remain opposed to joining NATO. But Hungary's inclusion
in NATO may accelerate the security debate in Austria and intensify
pressure for Austria to join the alliance. Indeed, NATO could expect
an application from Austria within the next three to five years.
Austrian membership would have important strategic advantages for
NATO. It would provide access to Hungary in a crisis. It would also
make rapid deployment of NATO troops to the Balkans easier. But
favorable geography alone is not enough. Austria spends less than
1 percent of its gross domestic product on defense--well below the
NATO average. Given our strategic standards, Austria would have
to increase its defense spending and restructure its military forces
before it could seriously be considered for NATO membership. NATO
cannot afford free riders.
In Central and Eastern Europe the picture is mixed. Slovakia provides
a land corridor to Hungary, and the results of the September 1998
elections are a first step on the road to political rehabilitation.
But its military, which had to be built from scratch after independence,
is small and weak. Slovenia meets the economic and political criteria
and also provides a land corridor to Hungary. But its military forces
are also small and have no capacity for power projection.
A strong case can be made for Romania on strategic grounds. Romania
occupies an important position in the Balkans and Black Sea region.
It has the potential to be the "Poland of the South" and
could serve as an important staging area for peace support operations
in the Balkans. But it needs to make more progress in political,
economic and military reform before it can be considered for membership.
Like Romania, Bulgaria occupies an important strategic position
in the Balkans. It has also made some important strides toward creating
a viable democratic system and market economy since the May 1997
elections. But it still has only begun the process and needs a fundamental
restructuring of its military.
Albania and Macedonia, two other Balkan candidates, do not qualify
on economic, political, or military grounds. They are major consumers
of security, not producers of it. Bringing them into NATO in the
foreseeable future would not strengthen NATO but would overextend
and weaken it. Moreover, the security problems faced by these countries
are largely ethnic and internal in nature and thus would not be
resolved by NATO membership. This does not mean that NATO should
not strengthen ties to these countries--only that NATO membership
is not the best way to address their security problems.
The three Baltic states--Lithuania, Latvia, and Estonia--pose perhaps
the most difficult dilemma. The Western community faces a moral
imperative to ensure that these democratic countries are made secure.
Militarily they are too poorly prepared to defend themselves, much
less perform other NATO missions. Their forces may improve, but
even so, NATO would be hard pressed to rush reinforcements to them
in time to ward off major aggression. NATO needs to avoid making
hollow Article 5 commitments that cannot be carried out when needed.
The Baltic issue is also a highly sensitive one for Russia. Although
Russia has lately begun to pursue a more cooperative policy toward
the Baltic region, it remains strongly opposed to the membership
of the Baltic states in NATO. While NATO should not give Russia
a droit de regard over its enlargement policies, as a practical
matter NATO needs to be sensitive to Russia's concerns and work
to reduce Russian anxieties. Early Baltic membership could create
unintended instabilities in Europe.
Admitting the Baltic states is not out of the question, but NATO
should do so only if its strategic purposes are served by such a
move. In the meantime, NATO can enhance their security in other
ways and at a lower risk of European instability. Helping them build
strong governments, viable economies, and better military forces
is an obvious step. Encouraging them to develop security ties with
their Nordic neighbors, the United States, and other European powers
is another sound step. Bringing them into the European Union would
also give them not only enhanced economic prosperity but also closer
ties to European democracies and a greater sense of security. If
these measures were fully pursued, NATO membership could become
less important because these countries will be secure without it.
The evolving security debate in Sweden and Finland will also have
an important impact on the Baltic membership debate. Sweden and
Finland have yet to express official interest in NATO membership.
But there are those in both countries who seek to reverse that position.
If Finland and Sweden at some point opt to join NATO, this would
intensify pressure for an early decision on the Baltic States. So
for now, having Sweden and Finland outside of NATO has some advantages.
It leaves the Baltic states less isolated and makes the Baltic issue
easier to manage.
This brief survey suggests that few of the applicants and potential
applicants have indisputable merits across the board. If there is
a case for admitting them, it originates in NATO's strategic interests,
strategy, and goals in each region. But before deciding which countries
to admit, NATO must first decide how enlargement helps achieve its
broader strategic objectives. Once it defines its new purposes,
deciding who should be invited will be easier.
Managing Relations with Russia and Ukraine
NATO also needs to be clear-headed about how Russia, Ukraine, and
other members of the Commonwealth of Independent States fit into
the enlargement calculus. Russia grudgingly accepted the first round
of enlargement, but it is worried about further enlargement, especially
if it is to bring NATO even closer to Russian territory. A slow
and deliberate enlargement policy would help to defuse these concerns
and give time for both sides to develop the Permanent Joint Council,
which was established in May 1997 by the Founding Act on Mutual
Relations as a mechanism for deepening cooperation. Some commentators
have worried that the council will give Russia a veto over NATO's
decisionmaking. The real danger, however, is the opposite: that
the two sides will fail to exploit the council's potential to the
fullest and that it will languish. Both sides, therefore, need to
work to make the council more effective or the future enlargement
process will become more tumultuous.
Western states want a good partnership with Russia but this goal
does not translate into the conclusion that Russia should join NATO
in the foreseeable future. Because Russia is capable of defending
itself, it does not need NATO's military protection. It is unlikely
that the Russian military would be willing to accept NATO scrutiny
over its forces and defense plans, especially in the nuclear area.
NATO would be reluctant to accept legal responsibility for helping
defend Russia's borders with China. Moreover, many NATO members--especially
the new members--would be reluctant to have any security guarantee
from Russia because in the past that guarantee served as the excuse
for intervention. If Russia makes a full and successful transition
to democracy, it should be welcomed as a member of the Western community
and its institutions. But for the foreseeable future, the main task
for NATO is to develop a more cooperative partnership with Russia
through the Permanent Joint Council.
Ensuring Ukraine's sovereignty and independence is a key Western
interest. Although this goal calls for NATO partnership with Ukraine,
admitting Ukraine into NATO is not now a viable choice. Inviting
Ukraine to join would enrage Russia even more than admitting the
Baltic states. As a practical matter, NATO could not readily carry
out Article 5 guarantees to Ukraine against a major military threat.
NATO could defend Ukraine only by building a large military infrastructure
in Eastern Europe that was configured for major power projection
missions eastward. This step would further unsettle Russia.
Moreover, Ukraine has not yet demonstrated a convincing commitment
to political and economic reform or established strong civilian
control over its military. Thus for the foreseeable future other
means short of membership need to be found to enhance Ukraine's
security. The "Charter on a Distinctive Partnership" signed
at the Madrid Summit in July 1997 is an important step in this direction.
While it does not provide an explicit security guarantee, it contains
provisions for increased cooperation in a variety of areas, including
the military. The task in the immediate future is to give these
provisions concrete content. At the same time, Ukraine should be
encouraged to undertake a serious program of economic and political
reform. Without the implementation of such a reform program, Ukraine's
chances of being integrated into broader Euro-Atlantic structures
remain poor and its own internal security could be weakened.
Strengthening the European Security Architecture
Adopting a strategic purpose that produces a slow and limited NATO
enlargement enhances the importance of building a better European
security architecture. One reason is that NATO will not be growing
to the point that it alone can become Europe's architecture. By
being capable of projecting power and security, NATO can be a central
part of this architecture but not a substitute for it. The second
reason is that if a number of European countries are not likely
to join NATO, alternative measures will have to be found to make
them secure. This is especially the case for democratic countries
that in the future find relations with their neighbors souring and
have legitimate concerns about their own safety. These countries
may be left outside NATO but they cannot be left out in the cold.
To operate effectively, the future European security architecture
must be able to perform genuine security-generating functions rather
than only peripheral functions. The best way to achieve this outcome
is not to create new all-European institutions but to make better
use of existing institutions. NATO already is exploring ways to
broaden military exercises and collaborative programs under Partnership
for Peace. An enhanced Partnership for Peace program can seek to
upgrade the interoperability and overall quality of partner forces.
Its members can also increase their work with NATO regional commands
and combined joint task forces in preparing for a wide spectrum
of operations, including non-Article 5 missions. If they are given
a broader scope of new missions, the Euro-Atlantic Partnership Council
and OSCE can both be used to underscore the legitimate security
concerns of countries not belonging to NATO and to promote those
countries' cooperative multilateral ties with Western countries.
In addition, the European Union and Western European Union (WEU)
can increase their efforts to make other European countries feel
secure through economic and military collaboration.
NATO could also do more to foster closer regional cooperation with
non-NATO states. Such cooperation can serve to give non-NATO members
a greater sense of security and provide reassurance. For example,
in the Baltic region, Denmark, Sweden, Finland, and Norway have
taken the lead in helping the Baltic states enhance their defense
capabilities and integrating them into regional organizations such
as the Baltic Sea Cooperation Council. Poland has established new
defense links with Lithuania and Ukraine. In the south, Italy, Hungary,
and Slovenia have created a joint peacekeeping brigade and have
begun conducting joint exercises. Turkey, Greece, Romania, Bulgaria,
and Macedonia have also recently set up a special multinational
peacekeeping brigade. These regional security arrangements illustrate
the ways in which NATO can enhance the security of countries without
extending membership to them.
Finally, NATO could again consider creating a special associate
status that would go beyond Partnership for Peace but would not
involve an Article 5 security guarantee. NATO rejected the concept
earlier, but the WEU's success with associate members calls for
a reconsideration. Associate members could expect to become regular
partners of NATO in a range of military operations. They would benefit
from broader homeland military exercises with NATO forces and stronger
consultative agreements than offered by Partnership for Peace or
the "16 + 1" format. To date NATO has been unwilling to
contemplate treaty relationships that fall short of full membership
with its Article 5 security guarantee. During the Cold War this
stance was the only viable approach for defending Western Europe
against a theater-wide threat. But this is not necessarily the case
in Europe today, where the threats are local rather than generic.
Hence some sort of interim status that expands cooperation beyond
Partnership for Peace but falls short of full membership may make
sense in today's very different security environment.
Looking to the Washington Summit
At the Washington summit in April 1999, NATO will celebrate its
fiftieth anniversary. The summit represents an important opportunity
for NATO to set its strategic agenda for the next century. The main
focus at the summit should be on revising NATO's strategic concept.
The current concept, which was written before the collapse of the
Soviet Union and the Bosnia crisis, needs a major overhaul if the
alliance is to adapt it to the new strategic environment. Preparing
NATO to deal with the new strategic challenges it will face in the
twenty-first century is the first order of the day. Enlargement
should serve that larger purpose and be shaped by it.
At the same time, it is important for the administration to lay
out the strategic rationale for further enlargement. This rationale
should be directly linked to the nature of the new challenges NATO
will face in the coming decades. Prospective new members should
be selected not simply because they are building democratic systems
and market economies, but because they strengthen NATO's ability
to meet these new challenges. This is the best way to ensure that
NATO remains the preeminent Western security organization in the
coming century.
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By Hans Binnendijk and Richard L. Kugler
Originally printed in Washington Quarterly, Spring99, Vol.
22 Issue 2
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