Institute for National Strategic Studies


Allied Command Structures in the New NATO

AFSOUTH AND COMMAND STRUCTURE REFORM

HOW AFSOUTH FITS IN

Under current NATO organization, the AFSOUTH command is one of three major subordinate commands (MSCs) in Allied Command Europe (ACE). The other ACE MSCs are in High Wycombe, England (AFNORTHWEST) and Brunsum, The Netherlands (AFCENT). The staffing of the MSCs at present follows a plan drafted by retired German General Schaefer and put into effect in phases beginning in 1993. The genesis of the Schaefer Plan was NATO's first effort to streamline its Cold-War structure to match the anticipated decline in resources and changes in force strength. Personnel reductions already in train since 1990 coupled with the execution of the Schaefer Plan have resulted in a 30% reduction in NATO manpower at European Headquarters-from 18,354 in 1990 to 12,919 in 1996. This has resulted in a corresponding budget reduction from U.S. $621.6M (1990) to U.S. $482M (1996).

The authorized size and funding of the ACE MSCs and nationality and service of the MSC four-star commanders are:


			     NATO-Authorized	       Funding

		Commander	Personnel           ($ millions)

AFNORTHWEST	U.K. RAF	   290	 		 7.5

AFCENT		German Army	 2,144			26.7

AFSOUTH		U.S. Navy	   823			36.2

Each MSC commander has a senior-ranked European deputy. None of the MSCs has any standing forces under direct command. However, the AFSOUTH commander has significant dual-hatted responsibilities. Using an independent U.S.-staffed liaison office headed by a two-star U.S. admiral in London, he directly commands the U.S. Sixth Fleet, consisting of a carrier strike force usually deployed in the Mediterranean and all other U.S. Navy forces in the ACE area of responsibility. He also directly commands the Standing Naval Forces Mediterranean through his principal subordinate command (NAVSOUTH) headed by an Italian admiral.

The AFSOUTH command reports to the ACE headquarters (SHAPE) at Mons, which, since the Schaefer Plan was adopted, has been configured at the four-star level as follows:


Supreme Allied Commander		SACEUR		U.S. Army

	Europe

Deputy Supreme Allied			DSACEUR		U.K. Army	

	Commander

SHAPE Chief of Staff			COS		German Army

Because the Mediterranean is a significant part of AFSOUTH's area of responsibility as well as NATO's southern frontier, military practicality dictates that the AFSOUTH Commander be a four-star navy officer. The AFSOUTH Commander serves simultaneously as the most senior operational navy officer in ACE and as SACEUR's senior naval advisor in addition to being, at present, the most senior U.S. Navy officer in Europe.

ACE FLAG OFFICER COMMANDS BY NATION

The number of flag and general officer positions currently held by nations within Allied Command Europe shows clearly the predominance of European positions in accordance with an historical trend set by the Schaefer Plan. Of the 56 total positions (including to the level of deputy commanders), 41, or 73%, are held by European officers. The United States holds only 15, or 27%. The majority of the U.S. positions are found in AFSOUTH. Despite the preponderance of U.S. force structure located in the Central Region, U.S. officers fill only 25% of the command billets.

THE VALUE OF DUAL HATTING

There are three NATO command positions in ACE which carry with them significant dual-hatted responsibilities for U.S. assets: the AFSOUTH Major Subordinate Command in Naples and the Principal Subordinate Commands of AIRCENT at Ramstein and LANDCENT in Heidelberg, both of which report to AFCENT. Dual-hatting affords both a flexibility and a capability unavailable to single-hatted commanders. The dual-hatted commander enters the position with the knowledge of the entire range of U.S. assets available in the command. These assets can be called upon directly if circumstances warrant.

Communication, logistics and lift, and intelligence are three areas where U.S. assets are paramount in the Alliance. All three are crucial components of Article V and certain non-Article V activities, particularly peacekeeping operations. In some circumstances, the success or failure of the operation will be dependent on use of these assets. For example, reconnaissance and intelligence systems have played a significant role in military operations in Bosnia; some of the most modern U.S. assets have been utilized, including Unmanned Aerial Vehicles (UAVs), Joint Stars aircraft and the Airborne Reconnaissance (AR) systems. Moreover, in some instances, these assets can be used without adding to NATO's cost of the operation. Whether or not the assets are used, having the capability to call on these assets quickly and directly enhances the credibility of the commander. These are all assets of extreme sensitivity available only to American forces without special authorization. The U.S. Congress would have major difficulties approving the deployment of such special technology if the commander was not an American.

The U.S. assets of AFSOUTH are extensive. It is important that the AFSOUTH commander (CINCSOUTH) has the ability to employ them utilizing a single chain of military command. Most importantly a U.S. CINCSOUTH makes it more likely that NATO can get ready access, with a minimum of contentious debate, to the specialized capabilities the United States can provide through its regional assets.

THE NATO COMMAND STRUCTURE REVIEW

Decisions regarding the current NATO command configuration were endorsed by NATO's Military Committee (MC) at a time when France was outside the military structure with no NATO-designated forces and was an observer without a vote in the MC. It satisfied the British and Germans to jointly serve at the four-star level in SHAPE, subordinate to the U.S. SACEUR, and share equal billets at the MSC regional command level.

In April 1994, the NATO Chiefs of Defense (CHODs), minus the French, commissioned the Long-Term Study to review NATO command structures even while the Schaefer Plan was being implemented. National defense budgets in almost all NATO countries were already in steep decline, and the CHODs were concerned that the current structure could not be sustained. Terms of reference for the study were approved in November 1994.

It was anticipated that generic models would be available for elaboration and review by the spring of 1996 and a status report on the one or more preferred model(s) be ready for the June 1996 Berlin ministerial of the North Atlantic Council. The range of models under discussion by various countries then included:

EVOLUTION OF THE U.S. AND EUROPEAN POSITIONS

The allies turned their attention to command structure options in December 1995, after NATO's Long-Term Study concluded Phase 1B (the review of MC 400) and the CHODs directed the MC to begin work on Phase 2B, the study of future command structure models. As the allies considered various generic models, the two- Regional-Command (RC) and three-RC models for Europe survived the culling process. In April 1996, the CHODs selected two generic options for further study, and in September, as Phase 2C of the study was concluded, one option was selected for further development in Phase 3. Under the selected option, there are alternatives for either two or three RCs in ACE, while agreement has been reached on three RCs under ACLANT. Phase 3 should conclude by the spring 1997 ministerials, having determined (among other factors) the number of RCs in ACE.

The United States initially leaned toward the two-RC option as a matter of streamlining, efficiency and creating a smaller, markedly different structure. For these and additional reasons, Europeans readily supported the early (albeit not strongly stated) U.S. slant toward two RCs. One perspective was that the natural division of Europe was the Alps, so the two-RC (AFNORTH and AFSOUTH) model follows historic precedent and logic. Another sentiment was that two RCs fostered European cohesion and avoided a situation where Germany was cast in a central region with new partners, while France and the United Kingdom focused on separate RCs to the south and northwest. The United Kingdom took the unexpected position of supporting the two-RC position because it foresaw that its own RC, AFNORTHWEST, would be marginalized anyway and the only alternative was to become fully engaged in the other two commands.

Supporting the three-RC option were those, notably SACEUR, who saw that NATO's military missions (and soon, territory) were expanding, not diminishing, and that the retention of three-RC level commands in ACE was both prudent and defensible. In September 1996, after the French proposal for a European CINCSOUTH and with strong arguments by SACEUR, the United States supported the position for three RCs in ACE, although indicating that two RCs would be acceptable. That position was reflected at the November 1996 Military Committee Chiefs of Staff Session. All European allies continue to support the two-RC option. Although France, Spain, and Turkey see the three-RC option as acceptable, there is no preference for splitting the current AFSOUTH into two RCs. These positions, most recently described in the Chairman of the Military Committee's report to ministers in December 1996, appear to remain unchanged. It is clear, however, that the two-RC option creates nationality-of-command problems that would be solved with the three-RC option.

It is important to reach consensus on the right model. There is general agreement that this latest adaptation will be the final form of NATO adopted to meet both the challenges of enlargement and NATO's post-Cold War mission and doctrine, including its new tasks in non-Article V operations like peacekeeping, search and rescue, and humanitarian activities.

A number of broad goals have shaped the U.S. approach to the NATO command structure review: adapting NATO to the changing security environment in Europe, strengthening the European Security and Defense Identity (ESDI), main- taining U.S. leadership, and promoting the integration of France and Spain into the Alliance's military activities.

Specifically, the new command structure would have to be capable of translating guidance from higher authority into effective military action at all levels while ensuring collective defense as NATO's core mission. It must include a force projection capability, support a strong transatlantic link and permit the contribution and participation of all Alliance members. It should avoid ad hoc arrangements and support non-NATO operations through separable but not separate capabilities. Finally, the new command structure must be financially supportable.

THE BERLIN COMMUNIQUE

The Berlin Communique of 3 June 1996 was issued at the conclusion of the 1996 NATO spring NAC ministerial. It is a seminal document in that it was approved with French participation at the ministerial level in the expectation that France was rejoining NATO's military command. Several communique articles directly relate to the ongoing discussion of NATO adaptation and new command structure:

5. Much has been achieved, but now is the moment to take a decisive step forward in making the Alliance increasingly flexible and effective to meet new challenges. Therefore we are determined to adapt Alliance structures. An essential part of this adaptation is to build a European Security and Defence Identity within NATO, which will enable all European Allies to make a more coherent and effective contribution to the missions and activities of the Alliance as an expression of our shared responsibilities; to act themselves as required; and to reinforce the transatlantic partnership...

7. In our adaptation efforts to improve the Alliance's capability to fulfill its roles and missions, with the participation of all Allies, we will be guided by three fundamental objectives:

The first objective is to ensure the Alliance's military effectiveness... The CJTF [Combined Joint Task Force] concept is central to our approach for assembling forces for contingency operations and organizing their command within the Alliance. Consistent with the goal of building the European Security and Defence Identity within NATO, these arrangements should permit all European Allies to play a larger role in NATO's military and command structures and, as appropriate, in contingency operations undertaken by the Alliance...

The second objective is to preserve the transatlantic link... The third objective is the development of the European Security and Defence Identity within the Alliance. Taking full advantage of the approved CJTF concept, this identity will be grounded on sound military principles and supported by appropriate military planning and permit the creation of militarily coherent and effective forces capable of operating under the political control and strategic direction of the WEU.

As an essential element of the development of the identity, we will prepare, with the involvement of NATO and the WEU, for WEU-led operations (including planning and exercising of command elements and forces). Such preparations within the Alliance should take into account the participation, including in European command arrangements, of all European Allies if they were so to choose. It will be based on:

8. On the basis of the guidelines agreed today, we have tasked the Council in Permanent Session, with the advice of NATO's Military Authorities:

9. As part of this work, we have tasked the Council in Permanent Session to review the ongoing work on NATO's military command structure and to report to us at our next meeting with recommendations.

Some Europeans believe that the Berlin Communique supports their contention that Europeans should be offered more senior positions in NATO's command than they currently occupy. They note that the first of three steps the Alliance was expected to take under the communique's article 5 was to adapt Alliance structures to enable all European Allies (that is, including the French) to make a more coherent contribution. Article 7 sets as part of NATO's guiding fundamental objectives a renovated command structure which reflects the strategic situation in Europe and enables all Allies to participate fully. The article also states that there should be arrangements permitting all European Allies to play a larger role in NATO's military and command structures. Finally, the taskings in articles 8 and 9 refer to further adapting the Alliance's structure and to reviewing NATO's military command structure.

The Berlin Communique also affirmed the enduring principles on which NATO is built: the trans-Atlantic partnership, the Alliance's military effectiveness, and the continued involvement of the North American Allies across the command and force structure. Nowhere in the communique is there any specific mention of nationality of command at any level. But the French believe the inference is clear and that the timing for the change is now.

EXCHANGE OF PRESIDENTIAL LETTERS

In the period leading up to the June 1996 Berlin ministerial meeting of the North Atlantic Council, the French had already begun unofficially discussing the possibility of naming French military officers to senior level NATO positions in the command structure. The AFSOUTH command was one such position. The French began promoting their case first with other European Allies. The French intimated that the Americans might be willing to relinquish AFSOUTH.

These informal exchanges together with the broadly written Berlin Communique form the backdrop to the unexpected letter from President Chirac to President Clinton, elevating the discussion without first holding senior bilateral policy negotiations. President Chirac recommended that NATO's top command be organized around a U.S.-designated super-SACEUR at the head of a single strategic command, with two sub-strategic commands correlating to the current MNCs except that the MNC command position in Europe would be filled by a European.

On 14 August 1996, and again on 26 September, President Clinton wrote Chirac discussing in general terms the need for progress on NATO adaptation but ruling out any change in the nationality of the AFSOUTH Commander. According to press reports, Chirac's response on 10 October was specific and almost entirely devoted to the issue of NATO's command structure. According to press reports, Chirac stated that political and strategic concerns necessitate assigning AFSOUTH to a European. Since the two NATO Strategic Commands were remaining for the foreseeable future in American hands, then it was only legitimate for the two Regional Commands to be delegated to Europeans. According to Chirac, developments in the Mediterranean basin held new importance for Europe, and it was essential that Europeans shoulder their responsibilities in this crucial region. Chirac recognized that there were important operational issues for the Americans but was convinced that innovative solutions should be found to address the different concerns. To underscore the significance of AFSOUTH, Chirac reportedly added a handwritten postscript that described the Southern Command as being of capital importance.

There is no doubt that Chirac wants to engage his personal authority in the debate over the further adaptation of NATO's command structure. His letters echo what he earlier said in his 1 February 1996 speech before the U.S. Congress when describing the changing Euro-Atlantic security architecture:

In this new situation France is ready to assume its full share of this renovation process. This was demonstrated a few weeks ago when France announced its attention to move closer to the military structures of the Organization. I wish to confirm today the open-mindedness and availability with which France approaches this adaptation of NATO, including the military side, as long as the European identity can assert itself fully.

For the Alliance to be strong, Europe must be strong, capable of bearing a larger share of the common burden.

Throughout the discussion, the French have made very clear the linkage between rejoining the military command and a fuller expression of ESDI within the Alliance. For them, a fuller expression could be demonstrated only by their occupying senior military positions.

VIEWS OF OTHER EUROPEAN ALLIES

Germany supported the French position on AFSOUTH from the beginning but, according to the Economist of 30 November 1996, without much zeal. German Defense Minister Volker Ruehe reiterated his government's support for the French position in a 17 December press conference. It is not a French demand but a European demand, he said, stressing that France did not want to have a French admiral but a European one in command at Naples. Subsequently, there have been reports that Germany would accept a command rotating between an American and a European. Under the Schaefer Plan drafted by their own senior officers, the Germans have already attained an unprecedented senior level of command positions in NATO. Obviously Bonn would prefer the French take over a previously held American position rather than one of their own. Germany has signaled increasing flexibility in their position on AFSOUTH. Indeed, the International Herald Tribune of 14 March 1997 quoted Ruhe as saying, "Germany no longer supports the French position" calling for an immediate change at AFSOUTH. The German position would allow for a delay of the discussion of AFSOUTH while moving ahead with other key elements of NATO restructuring.

British views are more circumscribed, although, of all the European allies, a British naval officer would be best qualified to fill in behind an American in AFSOUTH. What is clear is that London is prepared to lose a four-star Air Force position and close the Major Subordinate Command at High Wycombe, providing other nations are prepared to be similarly flexible. Their only other comparable positions are the deputies at SHAPE and SACLANT and the EASTLANT MSC in Northwood.

Spain and Belgium have been reported to support the French position to varying degrees. While several other NATO allies would seem to be supportive of the United States on one or another issue of self-interest, their support might waiver. Alternatively they might make their support dependent on the resolution of some other matters. Turkey, for example, wants to link its status in the WEU to the AFSOUTH issue.

In sum, most Europeans seek a compromise on the AFSOUTH issue and would be comfortable with any arrangement that defuses this contentious issue and maintains military effectiveness.

U.S. SUPPORT FOR NATO'S FUTURE

Contrary to concerns about a new isolationism, surveys show that Americans remain committed to a global U.S. leadership role in concert with other major countries. Recent U.S. polls also show a solid majority of Americans continue to support NATO and see it as vital to U.S. security (In an October 1994 Chicago Council on Foreign Relations pollC64%; in a September 1996 Program on International Policy Attitudes pollC67%).

At the same time, public opinion data suggests that the American public rejects playing a dominant role in world affairs. Consistent with polls since 1993, a 1995 Times Mirror poll shows Americans want to share leadership with other major countries more or less equally (47%), rather than regularly taking the most active leading role (25%). Only a small proportion of the public believes the United States should exert itself unilaterally as the single world leader (13%), or at the other extreme, eschew a world leadership role (9%).

The attitude that the United States should do its fair share in efforts to solve international problems together with other countries (74%) continued to be in evidence in September 1996 polling conducted by the University of Maryland Program on International Policy Attitudes. Here, too, only 13% supported the United States being the preeminent world leader in solving international problems and only 12% supported withdrawing from most efforts to solve international problems.

So, U.S. public opinion support for NATO continues unabated. However, there is an occasional contradiction that is often reflected in congressional attitudes toward international engagement. On the one hand, Americans want increased burdensharing among their allies. However, more importantly, Americans insist that when solemn international commitments of U.S. forces are undertaken, as in NATO, Americans serve under an American command.

U.S. think-tank attitudes toward NATO mirror the broad array of attitudes seen in public opinion, ranging from the views of the CATO Institute to those of the Heritage Foundation. The broad array of opinion between these extremes will likely reflect and guide the general debate on NATO's future. Institutions more closely associated with such discourse include the Brookings Institution, American Enterprise Institute, Center for Strategic and International Studies, Carnegie Endowment, RAND, Institute for Defense Analysis, Center for Naval Analyses, Congressional Budget Office, and Congressional Research Service.

In sum, public opinion is not focused, and at times is contradictory. Despite the best efforts of government officials and respected commentators, the transer of AFSOUTH to European command could appear to the American people as a loss of influence comparable to that after the transfer of authority for the Panama Canal. Any claim that volunteering to assume high-level command positions is "burdensharing" would not be taken seriously by the American public unless accompanied by commensurate commitment of resources.

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