PLA
Conservative Nationalism and
Chinese Politics and Society
Nan
Li
As China’s People’s Liberation Army (PLA) withdrew earlier from the
class struggle-based societal politics of the Cultural Revolution and more
recently from its extensive commercial activities, its policy attention should
become more concentrated on two new dimensions: first, irredentist claims-based
and geostrategic concerns-driven nationalist agendas that stress security issues
on the peripheries of China;
and
second, technology-driven force modernization to resolve these issues. This
essay examines the first dimension, with particular emphasis on its conceptual
basis: the PLA conservative nationalism, and its implications for Chinese
politics and society before the 16th CCP (Chinese Communist Party) Congress.
Specifically, it addresses the following research questions: What is PLA
conservative nationalism? How does such an ideology influence Chinese politics
and society before the 16th CCP Congress? What major factors may aggravate or
constrain the impact of PLA nationalism on Chinese politics and policy?
Several caveats are in order. First, this essay is not intended to
develop a theoretical argument about China’s civil-military relations, but
rather to delineate the basic patterns of the new PLA ideology’s influence on
politics and society. Because exploring the specific ways and areas where the
new ideology influences politics and society may contribute to the general goal
of theory building, this is a
worthwhile effort. Second, this is not a study of the origins of PLA
conservative nationalism, but rather an analysis of the implications of the new
ideology for politics and society. To the extent examination of the origins has
been done else where,[1] and analyzing implications is more pertinent to
designing policy to mitigate the new ideology, this study is justified. Finally,
this study focuses on the dominant ideology, but not alternative voices. Such a
focus is reasonable largely because dominant ideology has more influence on
policy, which may have more important implications for formulating coping
strategies.
The essay is divided into four sections. The first defines the concept of
PLA conservative nationalism. The second and third address the major influence
of this new PLA ideology on politics and society. The final
section examines the major factors that may mitigate the impact of PLA
nationalism on policy.
What
Is PLA Conservative Nationalism?
As I argued elsewhere,[2]
conservative nationalism has become the dominant cognitive paradigm that defines
the thinking of China’s security and military planners in the post-Mao era.
PLA conservative nationalism has two major components: nationalism and
conservatism. The central premise of nationalism is that in the post-ideology,
post-Cold War era, nation-state has become the central category that defines
internal organization and hierarchy, and external uncertainty and vulnerability.
To the extent China exists in a competitive international environment where
uncertainty and fluidity reign and relative gains matter, the survival and
security of the Chinese nation have become of paramount importance. In order to
achieve the goal of survival and security, it is first of all necessary to build
up the Chinese economy and technology to reduce China’s disadvantages relative
to the advanced countries. But in order for the development of economy and
technology to proceed smoothly, it is also necessary for China to become
externally secure. The external security of China defines the central role of
the PLA.
To enhance China’s external security, the PLA is supposed to fulfill
several specific missions. First, it is to make significant contribution to
China’s territorial consolidation through reunification between the mainland
and Taiwan. This reunification
allegedly is essential to the survival of the Chinese nation because without
such consolidation, China would have remained divided and faced the possible
prospect of further fragmentation. Second, the PLA would strive to preserve the
integrity of the territories and the security of the borders that are currently
under the Chinese control. Finally, the PLA is to enhance the security of the
economic resources such as raw materials supplies, manufacturing platforms,
infrastructure, and trading routes, to ensure the sustained development of the
economic and technology. For the last two missions, it is not sufficient to
maintain the status quo, but rather to create a “buffer zone” through
expanding the “depth of defense” moderately beyond the status quo. This
expanded security zone is both desirable and necessary largely because without
it, China would have become much more vulnerable and insecure under the
condition of modern military technology, which renders military strikes longer
range, more precise, and therefore more lethal. While diplomatic negotiations
and promoting economic and cultural interactions may all serve to enhance
China’s security goal, the role of military force is indispensable and
central. To the extent major challenges to China’s territorial consolidation,
border security, and economic resources security are military in nature, it is
imperative for the PLA to develop the sufficient and appropriate military
capabilities to deter such challenges, and to fight and win wars if deterrence
fails.
Besides nationalism, conservatism is another central feature that defines
the role and missions of the PLA. Conservatism here first of all concerns the
scope of the nationalist agendas. China’s security goal through the prism of
the PLA, for instance, stays relatively local and limited, and therefore
manageable. Such a goal deals mainly with the territorial and geostrategic
issues on the margins of China, such as Taiwan, the dispute over the Spratley
Islands in the South China Sea, the border dispute with India, the Korean
Peninsula, and the ethnic and religious tension in western China, but not with
ambitious superpower competition in places far away from China. Moreover, with
the exception of Taiwan, the PLA has largely taken a conservative and defensive
posture in handling these issues, with strong emphasis on conserving and
consolidating what it has under its control, rather than on acquiring what it
has claimed. Even on the issue of Taiwan, arms buildup and military maneuvers
seemingly are designed to achieve the immediate goal of deterring Taiwan from
declaring independence, a rather limited and conservative step in the pursuit of
the more ambitious goal of achieving the complete reunification.
Moreover, conservatism concerns the ways of realizing the nationalist
agendas. Rather than overstretch of resources stemming from revolutionary,
radical changes, for instance, the PLA favors the gradual buildup of the
national economy and technology, which should contribute significantly to
national consolidation based on the enhanced “comprehensive national power.”
It also favors national unity and internal social stability, the prerequisites
for steady economic growth and technological development, and for more effective
competition in the highly vulnerable environment of external uncertainty.
Finally, the PLA is highly skeptical of formal, tight alliance with foreign
countries, largely because large
partners in the alliance may engage in “buck passing” behavior (such as the
Soviet Union with regard to the Korean War) and small partners in
“free-riding” behavior (Such as North Vietnam and North Korea), thus
depleting Chinese resources.
One way to illustrate PLA conservative nationalism is to show what it is
not. First of all, the new PLA ideology represents a significant departure from
Maoism, and therefore it is not Maoism. The central premise of Maoism is that
social-economic class, but not nation-state, defines internal organization and
solidarity and external uncertainty and antagonism. Based on such a premise, the
Maoist domestic policy would stress the formulation of rigid class categories,
and a class struggle-based “continuous revolution” to weed out “hidden
class enemies” in the party and state bureaucracy, the PLA, and throughout the
Chinese society. Because Maoism assumes that social-economic classes and class
struggle transcend national boundaries, it also justifies a proactive foreign
policy of “world revolution” by providing doctrinal, manpower, and material
support to the class-based radical,
revolutionary movements in foreign countries. To the extent the PLA had
withdrawn from its extensive involvement in the fierce domestic “class
struggle” of the Cultural Revolution (because such struggle undermines
national unity), and terminated its active support of the radical revolutionary
movements in foreign countries (because such endeavor would cause overstretch of
resources and undermine national economic development), it is apparent that
Maoism is no longer the guiding ideology that dictates the PLA policy.
Another alternative voice in the current PLA discourse is the
quasi-liberal voice, which places emphasis on international institutions,
diplomatic negotiations, and multilaterally agreed-upon confidence-building
measures for managing and alleviate the interstate disputes. Such a voice,
however, has not become the dominant PLA ideology for two major reasons. The
first is that the quasi-liberal voice represents a small minority among the PLA
thinkers and tends to be marginalized. Second, even among those who argue for
policy along the quasi-liberal line, some are apparently under the influence of
the conservative-nationalist voice. Participation in international institutions
and diplomatic negotiations, for instance, are usually treated by some
quasi-liberals as opportunities to enhance the relative gains of nation-states:
such involvement is either regarded as delaying tactics to gain preparation time
for war, as a way to evade responsibility and to enjoy benefits, or as a
stratagem to acquire technology and intelligence. This shows that conservative
nationalism, but not quasi-liberalism, is the dominant ideology that shapes the
current PLA thought and practice.
How
Does PLA Conservative Nationalism Influence Chinese Politics?
The PLA
conservative nationalism influences Chinese politics in three major areas:
ideology, personnel, and policy.
Ideology.
In Party-state ideology, the most dramatic change is the recent official
endorsement of CCP General Secretary Jiang Zemin’s theory of “three
representations” (the CCP representing the advanced productive forces, the
advanced culture, and the fundamental interests of China’s
broad masses), and his July 1 declaration that private businessmen would
be allowed to join the CCP. Although sketchy, there are some evidence to show
that the PLA has had input into the processes leading to such a change. First of
all, Jiang’s theory is consistent with the PLA’s nationalist agenda of
promoting national strength and unity, in that it opens up the powerful domestic
institutions to the highly productive segment of the Chinese society, which
contributes significantly to the tax revenue, the material basis of
“comprehensive national power.” Such a measure also means that the CCP, by
becoming more representative of the increasingly diverse interests, would gain a
new lease on life, which is good for stability. Without such opening up, the
newly gained energy and resources released by decades of economic reforms within
this segment would be channeled to other organizations, which may create new
“class struggle,” undermine the Party-state rule, and fragment the nation.
Second, Jiang’s theory is the result of years of
discussion on political reform, which began as early as the time before
the 15th CCP Congress of 1997. Such a discussion has been primarily sponsored
and coordinated by the CCP Central Policy Research Office (zhonggong
zhongyang zhengce yanjiu shi), and involved major bureaucracies and think
tanks at the central level, including PLA institutions such as the Academy of
Military Science (AMS). The discussion explored various options of political
reform, including genuine democratization such as introducing multiparty
competition for political offices. The multiparty competition option, however,
was considered too radical and too costly, and was abandoned for two major
reasons: it may trigger ethnic, religious, and provincial separatism, leading to
China’s disintegration (largely based on a reading of the collapse of the
Soviet Union due to democratization); and it may cause the collapse of the
family planning policy, which would abort the central objective of increasing
per capita income by controlling population growth on the one hand, and promote
economic growth on the other. While the second reason reflects the view of the
State Family Planning
Commission,
the first reason clearly represents the perspective of the PLA.[3]
Rather than the radically liberal direction of multiparty competition at the
expense of current political institutions, which may allegedly cause national
disintegration, it now seems political reform has moved toward a more
conservative and nationalist direction: opening up current political
institutions to accommodate and alleviate the pent-up aspirations and
frustrations associated with the rapid economic changes, which may avoid a new
“class struggle” and enhance national unity and cohesiveness. To the extent
Jiang’s theory reportedly was extensively discussed by the CCP Politburo
before its release, and the idea originated from two well known reform scholars
from the CCP Central Policy Research Office, Teng Wensheng (Office director) and
Wang Hu’ning (deputy director and a professor from the Shanghai Fudan
University), it is logical to assume that the theory is a collective product
based on the aggregated input from major central bureaucracies, including the
PLA.
Finally, the extensive interpretation of Jiang’s theory in the Liberation
Army Daily, not just in terms of its narrower implications for defense
modernization,[4] but also its implications for the
broader nationalist agenda of national integration and unity,[5] shows a strong association between the PLA and
Jiang’s theory. Such association implies that the PLA is an active participant
in formulating the theory as much as it is a subordinate institution in
operationalizing and implementing the theory in its narrower functional
specialties, or it just attempts to convert the skeptics in the PLA into true
believers.
Personnel. Similar to
ideology, PLA conservative nationalism also has a role to play in personnel
changes of the top Party-state leadership in the upcoming 16th CCP Congress . On
the one hand, such a role may remain moderate, and there are several major
reasons why this is so. First of all, there is no imminent CCP leadership crisis
in the scale of the Cultural Revolution (causing collapse of the Party-state
bureaucracy) or the 1989 Tian Anmen Incident (causing severe division among the
CCP leadership on how to handle student demonstrations, which made it difficult
to take preemptive measures). Unless a crisis of similar scale occurs and
creates a political vacuum for the PLA leaders to exploit, it is not likely for
the PLA to play the blatant kingmaking role in Party-state politics.[6]
Some may argue that accelerated PLA professionalization may lead to a sharp
divergence in values and interests between the PLA and the CCP, to the point the
PLA may develop the incentive to advance its own values and interests by
launching a coup against the Party-state rule. But military professionalization
may also mean that the PLA is gradually losing skills and interests in
Party-state politics, to the point it would rather concentrate on the narrower
pursuit of functional and technical skills of the military profession, but not
on civilian politics.[7]
This does not suggest that the PLA would be totally detached from civilian
politics. But the PLA involvement in civilian politics may be
narrowly focused on PLA institutional issues such as the defense budget,
manpower policy and so forth, but not on the broader and more ambitious issue of
seizing the state power. In this sense, a more professionalized PLA may
increasingly resemble a lobbying group engaging in mundane bureaucratic politics
in the arena of Party-state, but not the palace guard unit which is more
interested in usurping the supreme power. Furthermore, to the extent the
upcoming 16th CCP Congress leadership transition takes place not just to the CCP
Politburo, but also to the Central Military Commission (CMC), the influence of
the PLA leadership in civilian leadership transition may be weakened. As the
senior uniformed CMC members retire, for instance, those who are promoted to
fill their positions may remain politically weak and less capable of influencing
the Party-state leadership politics, because their positions and influence have
yet to be consolidated. Finally, the 70-year retirement age rule for both the
Politburo and the CMC members, if followed well, may reduce the incentive for
individuals to exert influence over personnel changes through irregular,
abnormal channels.[8]
On the other hand, it is just as wrong to argue that the PLA leadership
has an insignificant role to play in the upcoming Party-state leadership
transition. Such a role, however, would be subtle and implicit, but not blatant
and explicit, and it would be influenced by PLA conservative nationalism. The
PLA leadership, for instance, does have a profile of the new Party-state
leadership that it prefers. Such a profile connotes conservative nationalism and
has three major components that the PLA leadership hopes the new Party-state
leadership would be well prepared to strengthen: 1) national economic and
technological development to enhance the “comprehensive national power;” 2)
internal stability and national unity; and 3) national defense-based PLA
institutional interests.
First on economic and technological development, it is very likely that
the PLA leadership would prefer the new Party-state leadership to be dominated
by technocrats, i.e., those who are technical experts by training (engineers,
specialists in science and technology, and so forth) but have also gained
administrative experience by spending a number of years of their career managing
a major bureaucracy, a major enterprise, or a province. This is because
technocrats understand the nuts and bolts of economics, technology and
management. They also tend to be pragmatists who prefer the incremental,
cautious, and technical approaches to solving problems, and therefore are more
likely to produce concrete results in economic and technological development. On
the other hand, the PLA leadership may be highly skeptical and critical if the
new leadership is dominated by the ideologues or the idealists of either the
neo-leftist (Maoist) or the neo-rightist (liberal) persuasion, or those who
advocate radical, revolutionary changes through mobilizational methods or
inciting propaganda. To the PLA, such leadership would do more harm than good to
national economic and technological development.
Second on stability and unity, it is likely that the PLA leadership would
want to see that the new Party-state leadership is capable of promoting
leadership unity, a prerequisite for national stability and unity. This means
that the new leadership should possess the skills in building consensus on major
policy issues by regularly consulting major bureaucracies, by negotiations, and
by sharing power. This also means the new Party-state leadership should apply
the established rules and norms, and follow a policy of promoting to important
positions people from the “five lakes and four seas” (“wuhu
sihai,” meaning all corners of the country) based on merits, but not
engage too much in factional politics based on highly parochial, personalized
ties. This is because unmitigated factional politics would trigger intensive
intra-leadership rivalry, cause policy paralysis, and undermine leadership
unity.
Finally on national defense-based institutional interests of the PLA, the
PLA leadership apparently would like to see that the military is well taken care
of. This means that the new Party-state leadership should place equal emphasis
on both economic development and national defense , but not stress the former
while neglect the latter. It is also desirable that this leadership would make
an effort to increase defense budget, to improve the living conditions of the
military personnel (by raising wages, improving housing conditions, and creating
employment opportunities for military dependents and the discharged), to consult
the PLA on major national defense and foreign policy issues, and to take a
hands-on approach to PLA high-level personnel changes (by reviewing the list of
candidates for high-level positions, soliciting opinion from the units of the
candidates, and conducting interviews). For the PLA, a good Party-state
leadership is one that is benevolent, considerate, and prudent, and one that
makes good judgment on taking care of the PLA. This, however, does not mean that
the PLA leadership would like the new Party-state leadership to micromanage the
PLA. On the contrary, for the most part, it prefers that the new civilian
leadership provides the general policy guidelines, but leaves the PLA to flesh
out the details, which also means more flexibility and space for the PLA to
advance its own interests. By similar logic, the PLA clearly favors the
collective and technocratic style of the current Party-state leadership, but not
the charismatic and one-person dominance style of Mao and Deng. This is because
the relatively diffused nature of power in collective leadership means more
leeway for the PLA to exploit in order to promote its institutional interests.
This also translates into a higher level of institutional cohesiveness. In
contrast, a highly interventionist, “divide and rule” tactic employed by Mao
and Deng from a strong center tended to divide the PLA leadership.
The consultation between the CCP Politburo and the PLA leadership
concerning the upcoming leadership transition would dwell largely on these three
issues. How well and how poorly the Party-state leadership matches this PLA
profile may provide a clue why some Party-state leaders fare better politically
than others. One of the central reasons why Deng had never had the confidence to
relinquish the CMC chair position to Hu Yaobang and Zhao Ziyang, for instance,
is that both had been quite controversial among the PLA leaders. Hu had
historically been a propagandist who had a flamboyant style. Both Hu and Zhao
also mobilized political support from outside the Party (among the liberal
intellectuals and the students) in the intra-Party power struggle, rendering
them politically vulnerable for violating the newly restored Party rules and
norms and undermining leadership unity. Both also were considered too liberal.
But most importantly, both (particularly Zhao) paid too much attention to
economic issues but too little to the national defense-related PLA institutional
interests.
In contrast, Jiang matches this profile much better than Hu and Zhao, and
therefore has been able to consolidate his influence in the PLA. On the other
hand, some PLA leaders may feel quite uneasy if Jiang retains his CMC chair
position after giving up his CCP general secretary position at the 16th
Congress. This is because holding CMC chair position without being the CCP
general secretary is generally perceived as abnormal and irregular, except in
extreme circumstances. But since
there is no imminent political crisis in sight, such practice may undermine
Party norms such as the mandatory retirement age, revive the personality-driven
politics of “attending to state affairs behind the curtain,” weaken the
legitimacy of the CMC, and trigger intra-leadership rivalry.
Hu Jintao fits the profile fairly well, and should receive the support of
the PLA leaders. Compared to peer competitors such as Zeng Qinghong, Hu has a
few other comparative advantages. Hu has served as the CMC vice chair since
1999, and can use the opportunity to cultivate relationships and authority among
the PLA leaders. The PLA leaders also appreciate Hu’s service as the first
Party secretary of Tibet, a frontier province, and his credential of cracking
down on the religious and ethnic “separatism” there. Zeng, on the other
hand, has not had the opportunity or the credential to cultivate more specific
political favors from the PLA. Hu’s responsibilities in handling the PLA’s
divestiture from businesses and managing the popular demonstrations against the
US bombing of Chinese embassy, however, may displease some PLA officers,
particularly at the lower-levels. But to the extent most PLA high-level leaders
agree that the divestiture from businesses would enhance PLA combat
effectiveness, and that popular demonstrations need to be managed so that they
don’t run out of hand and undermine social stability, such credentials should
work favorable for Hu, but not undermine his chances in the upcoming succession.
What can the PLA leaders do if the new Party-state Leadership does not
meet the desire and needs of the PLA leaders? First of all, the current and the
upcoming crops of the Party-state leaders seemingly fit the profile well, and
operate within the broad, centrist paradigm of conservative nationalism. This
should reduce the probability of a major political-military crisis. Also, the
new Party-state leadership does not have to cater to all the needs of the PLA,
but can take steps to take care of the more immediate issue such as the PLA’s
institutional interests, in order to consolidate influence in the PLA. Moreover,
if the PLA is unhappy with the new civilian leadership, it may send subtle
messages through passive and tacit obstruction of the policy programs handed
down from the CCP Central, which should allow for the Party-state leadership to
respond and to adjust. Finally, to the extent the current PRC leadership has a
much higher level of political flexibility and sophistication than the dying old
guards generation, both civilian and the PLA leaders have ample time and
opportunities to learn from each other and about each other’s needs, and to
make necessary accommodations. Indeed, unless the top Party-state position was
hijacked by a hidden Maoist radical or a Chinese Gorbachev, routinized
bureaucratic consultation and mediation among people who share a similar mindset
should lower the odds of an imminent, major political-military crisis.
Policy. The influence of PLA
conservative nationalism on policy has become narrowly confined to the national
defense and security component of both foreign and domestic policy. In foreign
policy, the PLA largely takes a more hawkish position if compared to the
civilian bureaucracies, whether the policy is about Taiwan, the South China Sea,
the proliferation issue, the US missile defense, or the current US fight against
terrorism. Such a position usually reflects a
paranoid mentality of zero-sum game associated with an obsessive concern
about relative gains. Earlier this year, for instance, the PLA leaders were able
to successfully persuade the skeptical and reluctant Jiang and Zhu Rongji that a
large-scale, months-long military exercise at Dongshan Island is necessary in
order to prevent Taiwan independence. Without military deterrence, they argued,
Chen Suibian’s pro-independence DPP (Democratic Progressive Party) would gain
more legislative seats in the fall election in Taiwan, and Taiwan independence
would gain new grounds, particularly at a time when the Sino-US relations
deteriorated due to the plane collision incident, and as the US government
increased arms sales to Taiwan and allowed Chen to make a transit in the US in
his Latin America trip. Similarly, the constraints attached to the current
Chinese cautious support for the US fight against terrorism, such as providing
concrete proof, acting within the UN framework, and avoiding civilian casualties
also reflect the PLA concern. The concern is that prolonged and expansive US
military operations in central Asia, if not constrained, would undermine Chinese
influence in the region, which in the long run would render China’s western
frontier unstable and vulnerable.
In domestic policy, evidence of influence of PLA nationalism is also
apparent and abundant. The PLA endorses any policy program that would enhance
national integration and unity. The plan to shift capital investment to western
provinces gained the full support from the PLA, because it would reduce wealth
disparity between regions, thus enhancing national integration. An element of
this plan is to build a railway line from Qinghai to Tibet. This project was
proven to be too costly and unfeasible in engineering terms. But because the PLA
insisted that the proposed line would achieve the strategic goal of integrating
and consolidating Tibet, it was endorsed by the CCP Central and the State
Council and would proceed.
One key policy area where PLA influence is getting stronger is mobilizing
civilian resources for national defense purposes, or integrating national
defense into the national economic and social development plans under the new
rubric of stressing both the “marketplace” (“shichang”)
and the “battlefield” (“zhanchang”).
The recent decision jointly endorsed by the State Council and the CMC to train
PLA officers in civilian schools, for instance, led to the development of a
contractual system where the PLA scholarship-supported students from China’s
key universities, upon graduation, would be directly recruited as active service
officers by major PLA institutions. As a result, reserve officer training
programs have also been established in China’s major universities and selected
high schools. Furthermore, the PLA has been developing systematic programs in
mobilizing the civilian infrastructure for military purposes. These programs
include integrating military design and requirements into construction or
modification of highways, air ports, sea ports, railroads, and
telecommunications; modifying commercial planes and merchant ships for military
purposes; and exploring the organization, methods, management, and logistics of
utilizing these resources through mobilizational exercises. The PLA has also
been dispatching teams of technical specialists to identity and acquire dual-use
technologies in the fast-growing technology-intensive joint ventures. Finally,
the PLA has been developing technology-intensive reserve units in cities and
regions where technology-intensive firms concentrate, and recruiting technical
experts in science, technology, and engineering to fill positions in these
units.
Through what channels and institutions does the PLA exercise influence
over civilian policy? At the very top on the Party side, two uniformed PLA
members (who are also the only two uniformed CMC vice chairs) serve in the
21-member CCP Politburo, but neither sits at its powerful seven-member Standing
Committee. One of the two is also a member of the CCP Secretariat, which
supervises the CCP central bureaucracies and operationalize the Politburo
decisions. Moreover, about 18% of the CCP Central Committee members are from the
PLA. One uniformed CMC vice chair is also a member of the Foreign Affairs
Leadership Small Group, an informal Party grouping, which includes the heads of
all the Party and state bureaucracies involved in foreign affairs, discusses
foreign affairs, formulate foreign policy guidelines, and coordinate policy
implementation. One PLA deputy chief of Staff also serves as a
member of the Taiwan Affairs Leadership Small Group, which fulfills
similar functions, but on Taiwan affairs.
On the government side, a substantial number of PLA personnel serve as
delegates to the National People’s Congress (NPC), China’s legislature. One
uniformed CMC vice chair also serves as the defense minister of the State
Council, China’s cabinet. This person is also a state councilor, and the
highest PLA representative at the regular State Council-CMC coordination
conference, which mediates between the two institutions and coordinates policy.
Finally, This CMC vice chair, together with a vice premier of the State Council,
chair the State National Defense Mobilization Commission (NDMC, which was
established in 1994), a joint State Council-CMC policy discussion and
coordination institution. The NDMC has four major offices (people’s arms
mobilization, economic mobilization, people’s air defense, and transportation
and war preparation) under it, which are staffed by personnel from both the
related State Council ministries and commissions, and the PLA four general
(staff, political, logistics, and armament) departments. A PLA deputy chief of
staff serves as the secretary general of the NDMC.
Some reports suggest that the PLA members in the CCP Politburo and
Central Committee would be substantially increased at the 16th Congress, because
the PLA leaders demand more seats in order to have more say on policy. Such a
forecast may be premature for several reasons. First of all, the current level
of PLA membership in the Politburo (9%) and the Central Committee (18%) has
stayed constant and stable since the early 1990s. Unless there is a major
political crisis, drastic changes to this level may cause questions and
criticism from the civilian side, trigger intra-Party rivalry, and undermine
unity. Moreover, having more military members in these institutions does not
necessarily translate into more effective PLA influence on policy. During the
Cultural Revolution, the PLA membership in the Politburo and the Central
Committee reached as high as 50% respectively. This led only to the expanded
participation of the PLA leaders in the fierce intra-Party leadership factional
struggle, which blew back into the
PLA and caused severe division among the PLA leaders. This in turn translated
into policy stalemate and paralysis, but not policy effectiveness. Finally,
these Party Central institutions, together with the CCP Secretariat, the
leadership small groups, and the NPC, focus mainly on formulating general policy
guidelines, but not on daily running of things, or going out and getting things
done. Some of them don’t even meet regularly, and some others serve merely as
forums for discussion, or as mechanisms of automatic approval of decisions made
elsewhere. In comparison, the regular State Council-CMC coordinating conference
and the NDMC are becoming very substantial and meaningful institutions in
expanding the PLA’s influence on policy. To the extent the NDMC has been
replicated at the provincial, prefecture, and county levels, and with the
mandate of the State Council and the CMC it goes out to commandeer civilian
manpower, infrastructure, technology, and properties in the name of national
security, it definitely deserves more careful analysis.
How
Does PLA Conservative Nationalism Influence Chinese Society?
Like politics, the influence of PLA conservative nationalism on society
has become narrowly focused on propagating and socializing the nationalism-based
security and military values associated with national defense. For the past few
years, for instance, there has been a steady increase of security and military
literature in the popular media. they address issues ranging from China’s
territorial and geostrategic vulnerability; its economic, energy, ecological,
and information insecurity; to ways to reduce such vulnerability and insecurity.
There has also been a remarkable increase in technical literature that
concentrates on issues concerning military strategies and tactics, expenditures,
technology, and organization. The other literary area that witnesses the
substantial growth concerns the Chinese military history, both premodern and
modern. Such literature involves the interpretation of major historical military
campaigns and battles; of the strategies and tactics, organization, and
technology employed; of the performance of major military units and
personalities involved; and of the implications for China’s historical
destiny. Another subject area that attracts extensive attention and
interpretation of the media pundits concerns major current foreign security and
military events and issues, and their security implications for China.
The PLA’s substantial political and propaganda apparatus has also been
systematically explicating the instruments and means of propagating nationalist
values. These include “literary products such as novels and reportage, movies
and TV shows, and operas and plays, that feature war themes.” “Organizing
the public to visit war memorials and museums, and ‘holy places,’ and
observing memorial days and military holidays” can also inculcate national
defense values. Another way is to propagate war heroes. “The names of war
heroes and those who have made outstanding contributions to national defense
construction can be used to entitle cities and towns, streets , city squares,
and working units, as well as planes, military vehicles, and warships that are
in active service.” National defense model personalities can also “be
organized for speech tours throughout the country, and enjoy generous government
allowances and benefits.” Organizing military sports events such as “the
cross-country and armed marathon competitions, and shooting competitions”
should contribute to the cultivation of national defense values as well. During
the conscription seasons, “regularly and repeatedly distributing the printed,
audio and video materials that feature the historical evolution of military
units, major military campaigns and victories, the lives of famous commanders
and war heroes” should also achieve the effect. Finally,
“funds can be raised either through the government’s yearly
allocation or society contribution” to construct “national defense education
bases, and to improve the facilities, content, and means of such education.”[9]
To facilitate the social diffusion of national defense values, Liberation
Army Daily, the mouthpiece of the PLA, has created a new newspaper: China
National Defense Daily (zhongguo
guofang bao), which has gained wide circulation. The PLA propaganda
apparatus has also been producing a daily half-hour military news program, aired
by the CCTV (China Central Television, China’s national TV network). This
program serves primarily the civilian audience, but not the PLA. Moreover, this
apparatus has been producing TV movies and plays for the CCTV, which feature
military themes. One report gleefully claims that in the current year, military
themes-based TV movies and plays have occupied more than 50% of the prime time
of the CCTV.[10]
Finally, with the increasing popularity of personal computers, Internet, and
worldwide web, the number of Internet forums and chat rooms devoted to military
subjects has been growing, and many are sponsored by the PLA institutions.
The PLA has also been providing regular military commentators for TV news
programs and forums on the Internet, which has created a few PLA celebrities.
One such celebrity is Zhang Zhaozhong, a navy captain who heads the science and
technology teaching and research Section of the National Defense University. For
the past few years, Zhang has published a few nonfiction bestsellers, with
titles such as Who Can Fight and Win the Next War? How Far Is
the War from Us? and Who is the Next
Target?, creating a sensation known as the “Zhang Zhaozhong phenomenon”
among China’s book readers. The topics that Zhang comments on range from
Taiwan, war in Kosovo and US bombing of Chinese embassy, information warfare,
naval modernization, to the US missile defense.[11] Other PLA media celebrities include two air
force senior colonels, Qiao Liang and Wang Xiangsui, who published the
bestseller Unrestricted Warfare. Qiao
and Wang are particularly fond of opining on asymmetrical warfare and its
implications for a hypothetical Taiwan conquest scenario; and the recent
terrorist attacks on the US.
What conceptual rationale does the PLA
provide to justify the socialization of national security and military values?
This rationale has largely been driven by the new notion of propaganda warfare.
Besides propaganda offensive such as media disinformation to mislead or
demoralize the adversary, the PLA theorists particularly stress the importance
of propaganda defense. The general goal of propaganda defense is to “enhance
national cohesiveness ... and defeat the infiltration of the adversary's
ideological and cultural values through patriotism education.” Under this
general goal, there are three specific objectives to accomplish. The first is to
“arouse and foster the consciousness of the broad masses to love the nation
and the army; and to construct the spiritual great wall through cultivating the
national spirit of self-respect, self-confidence, and self-strengthening.” The
second is to “enhance the psychological quality of the Chinese nationals,
particularly in developing the psychological ability to adapt to the high-tech
war, which tends to be unprecedentedly brutal and may generate tremendous
psychological pressure.” The psychological preparation through patriotism
education in turn can translate into “the confident, optimistic, unifying and
stable state of mind among citizens and soldiers in face of powerful enemy
psychological deterrence.” Finally, propaganda warfare should not be just
treated as a component of the political and diplomatic struggles, but also
integrated into specific military operations. This means that “more systematic
analysis should be done regarding the methods of propaganda warfare at the
campaign and battle levels, with an eye toward the primary operational
adversary.”[12]
How effective are the PLA programs in socializing the national defense
and military values? When there is no systematic public opinion survey on the
effectiveness of these programs, there are a few reasons to believe that they
may achieve some level of success. The first reason is the difference in the
popular appeal between the old Maoist subnational and transnational values of
“class struggle” and “world revolution,” and the current
nationalist values. The Maoist values have been discredited largely
because “class struggle” is too narrow, and it excludes many people (those
with “bad” class backgrounds) from identifying with the Chinese nation; and
“world revolution” is too broad and illusive for an average person to grasp.
In comparison, the nationalist values, with the goal of defending and securing
the land and the nation where one’s ancestors lived for centuries, can be much
more appealing to an ordinary Chinese. Moreover, the government-imposed
restrictions on the diffusion of liberal values in the mass media may also have
helped to channel the public consciousness toward the nationalist direction.
Finally, security and military values-based propaganda may be attractive because
it may help to ease a prevailing sense of insecurity and vulnerability among the
populace, a sense somewhat associated with rapid social-economic changes.
What
Aggravate and Constrain PLA Nationalism?
What aggravate PLA
nationalism?
There are several major internal and external factors that may aggravate PLA
nationalism. Internally, the
continued economic growth, coupled with an effective mechanism to transfer more
money from that growth to defense modernization, should contribute to the
heightened PLA nationalism. The absence of a major domestic social-economic
crisis that would fully absorb the energy and resources of the PLA, can lend a
freer hand to the PLA in pursuing its nationalist goal. The almost absence of
routine legislative oversight and executive control of the PLA,[13]
together with the marginalization of liberal voices and challenges, may also
expand the PLA’s influence on policy. But one major factor, which has not be
carefully explored before, has to do with the style of the PLA strategic
analyses. Over the decades, the PLA has developed a highly positivist strategic
style, which places strong emphasis a) on a sharp dichotomy that defines friends
and enemy; and b) on identifying the positive and strong points of the PLA, and
the vulnerabilities and weaknesses of the enemy.[14] Such a style has the potential to aggravate PLA
nationalism, leading to reckless policy choices based on gross miscalculations,
which may in turn cause major policy blunders.[15]
What then account for such a strategic style? Among other things, two
cultural-psychological variables may be central to an understanding of such a
style. The first is the Chinese concern about “face,” which relates to the
traditional Chinese culture and originates from the Confucian teaching on the
need to maintain “ritual” (the appearance of righteousness) to sustain moral
authority. To save “face” or not to lose it, for instance, the incentive is
to show self-righteousness, or all the good, positive and strong points of the
self; and the evil, negative, and weak points of the other, to the point such a
dichotomy no longer reflects the more complex reality, because it is based on an
exaggeration of the strength of the self, and the weakness of the enemy. The
second is the residual of Maoism. Even though the PLA is moving away from Maoism
in policy substance, the Maoist influence on the PLA style is still apparent and
can not be quickly eradicated. A central element of Maoism, for instance, is
voluntarism. Voluntarism stresses the power of
the mind and the consciousness, which can overcome the obstacles of the
material conditions. Such an ideology would continue to influence the thinking
of the PLA strategists, to the point some PLA strategic analyses may not reflect
the balance of forces in the real world, but rather an overestimation of the
PLA’s strength, and an underestimation of the adversary’s.
Externally, to the extent PLA nationalism has largely focused on the
issue of Taiwan and the US commitment to the defense of Taiwan such as
arms sales, what the US does about Taiwan may either aggravate or constrain PLA
nationalism. The immediate goal of the PLA is to deter Taiwan from going
independent, to the point it would accept China’s principle of “one country,
two systems.” The PLA strategists are confident that if the US is not committed to the defense of Taiwan, the PLA
can accomplish this goal, which also means the PLA has a low regard for Taiwan
and a much higher regard for the US commitment. Therefore, any sign of the US
weakening of its commitment to the defense of Taiwan (not necessarily in terms
of scaling down arms sales, but just in terms of being distracted by other
issues) means an opportunity for the PLA to exploit. In this sense, the
“911” tragedy may both constrain and aggravate PLA nationalism. It
constrains PLA nationalism because from the PLA perspective, the need to use
military means, such as conducting highly visible military maneuvers to deter US
intervention and to intimidate Taiwan voters from voting for the DPP candidates
in the fall legislative election, declines. This is because the distraction of
the US from the Taiwan issue and its need for China’s cooperation in fighting
terrorism, together with China’s imminent membership in the World Trade
Organization and Taiwan’s economic difficulties, may reduce Taiwan’s
leverage and produce the subtle deterrence effect on Taiwan independence,
particularly with regard to whom the people in Taiwan would vote in the upcoming
election. On the other hand, the “911” incident may also aggravate PLA
nationalism, not in terms of the means but in terms of the substance. This is
because from the PLA perspective, the PLA’s nationalist goal of preventing
Taiwan independence is more likely to be realized now by the “continuation of
war by other means,” such as the enhanced Chinese political, diplomatic and
economic leverages.
What constrain PLA nationalism?
Besides those that may aggravate PLA nationalism, a few major internal and
external factors also exist that may constrain or weaken PLA nationalism.
Internally, an economic recession, or a weak mechanism incapable of transferring
the necessary portion of the new civilian wealth to military modernization,
would constrain PLA nationalism. Moreover, democratization may constrain PLA
nationalism in two major ways. First, if it goes badly, China may fragment,
which means the PLA would either fragment along the liberal and hard lines, or
along the provincial, local and ethnic lines (as had happened to the Soviet Army
during Russia’s democratization). Or the PLA may choose to stay together and
launch a coup, to take over the weakened national government to prevent
disintegration. Either way, the PLA would be fully absorbed into an acute
domestic crisis, which should weaken PLA nationalism. Second, if democratization
goes well to the point genuine liberal and democratic institutions such as the
rule of law, a system of multiparty competition, and a free press take hold, PLA
nationalism should also be substantially constrained. The PLA, for instance,
would switch its allegiance from a communist party to the Constitution, and
become nonpartisan. With the removal of the CCP from the PLA, the NPC, and the
State Council, more effective legislative oversight and executive control of the
PLA would be established, thus curtailing the policy influence of the PLA.
Similarly, the debate on security and military policy would become more
civilianized and less dominated by the PLA, which should also translate into the
reduced influence of the PLA. This also means that it would be much easier for
the liberal voices and values to challenge and contain the nationalist values of
the PLA, to the point the PLA would gradually withdraw from the policy arena,
into the narrower domain of the functional and technical specialties of the
military profession. All these would substantially constrain PLA nationalism.
Externally, a US policy that combines a balance-of-threat
strategy and an engagement strategy should also constrain PLA nationalism.
Currently, the PLA pursues a deterrence strategy of arms buildup and military
exercises with regard to Taiwan. In the arsenal of the PLA, the most potent and
threatening are the theater ballistic missiles. Therefore, a balance-of-threat
strategy may focus on how to diffuse this missile threat, for instance, by
developing a missile defense system. Some may argue that such a strategy may
play into the hands of China’s hard-liners (such as the PLA) by militarizing
the Taiwan issue and exacerbating an arms race, thus aggravating PLA
nationalism. Such an argument is flawed for several reasons. First, it is the
PLA who has militarized the Taiwan issue through its arms buildup and exercises.
Second, to the extent the goal of the PLA deterrence strategy is to force the
adversary yield without the actual use of force, not doing anything to defend
oneself amounts to yielding, which clearly plays into the hands of China’s
hard-liners such as the PLA. Third, a balance-of-threat strategy may actually
strengthen the hands of China’s moderates and quasi-liberals, but not the
hard-liners, because this strategy may enable the moderates and the
quasi-liberals to argue that the PLA’s deterrence strategy is too costly and
traps China into an arms race, and therefore it does not work. This may
constrain PLA nationalism, because it may cause the Chinese switch from the
militarized means to the political and diplomatic means in handling the Taiwan
issue.
The balance-of-threat strategy should also be accompanied by an engagement strategy. The engagement strategy does not have to be a policy of appeasement as long as a) it is backed up by a balance-of-threat strategy which can incur high cost for cheating behavior; and b) it is designed in a way it does not provide an easy conduit for the PLA to acquire technology and intelligence. The track two diplomacy-based engagement strategy may serve to increase the transparency of each other’s military intentions and capabilities, and to work out ways to prevent accidents. Equally important, such a strategy may include educational programs that aim to modify Chinese domestic norms by inculcating the liberal values among China’s policy elite, including values concerning the role and functions of the military in a rule-of-law-based environment. To the extent a small but expanding group of moderates and quasi-liberals do exist in China’s policy circle ( including the PLA) who are more receptive to new ideas and norms, an engagement strategy apparently can work to constrain and undermine PLA nationalism.
[1]
See Nan Li,
From Revolutionary Internationalism to Conservative Nationalism: the Chinese
Military’s Discourse on National Security and Identity in the Post-Mao Era
(Washington, DC: U.S. Institute of Peace, Peaceworks No. 39, May 2001).
[2] Ibid.
[3]
A PLA interlocutor, who serves on the
editorial board of China Military Science (a journal published by the AMS), provided
this information. This person also holds position at the National Defense
Mobilization Commission, a State Council-CMC coordinating mechanism for
mobilizational matters. For the most recent
PLA commentary on ways to prevent ethnic separatism, see Tang Min,
“Minzhu tuanjie, shanhe yonggu” (“Once Unity among Nationalities Is
Achieved, the Land Becomes forever Secure”), Liberation
Army Daily, October 12, 2001, p. 3.
[4]
For discussion of the theory’s
implications for PLA modernization in general, and for PLA joint training
and exercises, knowledge-intensive personnel development, technology and
arms development, doctrinal development, and organizational development in
particular, see Guo Anhua, “Bawo qiangda zhandouli de shidai yaoqiu”
(“Call of the Time to Gain Mastery of the Powerful Fighting
Capabilities”), Zhang Zengshun, “Hongyang kexue jingshen, hangshi
‘da’ying’ genji” (“Promote Scientific Spirit, Solidify the
foundation of ‘Fight and Win’”), Wei Jianzhong, “Zuohao ‘jiefang
sixiang’ da wenzhang” (“Do Well the Great Work of ‘Emancipating
Thought’”), Chen Yilai, et al., “Tongguo lianhe xunlian juji ‘da’ying’ nengli”
(“Build up the Ability to ‘Fight and Win’ through Joint Training”),
Zhou Shihua, “Rencai peiyang gengyao qianghua ‘shijie yan’guang’”
(“More Emphasis Should be Placed on the ‘World Outlook’ in Cultivating
and Training Personnel”), Zhang Bibo, et
al., “Jianshe zhuangbei fazhan xin zuobiao” (“Construct the New
Coordinate for Armament Development”), Huang Youfu, et
al., “Zhuigan shidai chaoliu, chuangxin junshi lilun” (“Catch up
with the Trend of the Time, Innovate Military Doctrine”), Wang Wei, et
al., “Kao kexue de tizhi bianzhi shifang
zhangdouli” (“Rely on Scientific Organizational System and Scale
to Discharge Fighting Capabilities”), All in Liberation
Army Daily, July 24, 2001, p.
6.
[5]
One commentary, for instance, argues
that the theory implies that the CCP should not just be the vanguard of the
working class, but also the vanguard of the Chinese citizens and the Chinese
Nation. See Wu Qiliang, “Zenyang lijie dang yao ‘tongshi chengwei
zhongguo renmin he zhonghua minzhu de xianfengdui’?” (“How to
Comprehend that the Party Should ‘at the Same Time Become the Vanguard of
the Chinese People and the Chinese Nation’?”), Liberation
Army Daily, August 22, 2001, p. 6.
[6] This is not to suggest that an acute crisis of a massive scale is totally inconceivable, particularly if one is keenly aware of the serious challenges that the current Chinese leadership is facing, such as rampant bureaucratic corruption, the mass army of unemployed due to privatization of agriculture and SOE (state-owned enterprises) reforms, and the rapidly widening gap in wealth between the coast and the hinterland, and between cities and countryside. On the other hand, the recent massive crackdown on official corruption, the attempt to develop a social security system to provide unemployment and other welfare benefits, the plan to eliminate the rigid residential registration system, the program to shift capital investment from the coast to the inner provinces, and the crackdown and therefore lack of political opposition may somewhat reduce the probability of an imminent crisis.
[7]
As the PLA continues to downsize and
to modernize its weaponry, it may find it more and more difficult in the
future to deal even with the kind of mass demonstrations that took place in
the summer of 1989. This is because the PLA may lose the necessary manpower
and low-tech arms to handle such a massive domestic unrest.
[8] If this rule is strictly followed, six of the nine uniformed CMC members, including Zhang Wannian, Chi Haotian, Fu Quanyou, Yu Yongbo, Wang Ke, and Wang Reilin, should retire at the 16th CCP Congress.
[9]
See China
National Defense Daily, September 25, 2001.
[10]
See Liberation
Army Daily, September 8, 2001, p. 1.
[11] Zhang is also the translator and publisher of Tom Clancy’s Hunt for Red October in China.
[12] Li Feng, et al., “Jujiao xuanchuan duikang” (“Focus on Propaganda Warfare”) in China National Defense Daily, June 4, 2001, p. 3.
[13] The CMC, for instance, does not answer to the NPC and the premier of the State Council, but rather to the CCP Politburo and its Central Committee, who do not meet regularly to manage daily government affairs.
[14] The PLA strategists themselves acknowledge that, unlike the Western analysts who try to learn lessons about one’s own vulnerabilities and the strength of the enemy in analyzing past military campaign cases, the PLA analysts would skip the PLA’s mistakes and the enemy’s strong points, and concentrate on learning the positive lessons about the PLA, and the negative lessons about the enemy in such analyses. Such an open acknowledgment, however, may mean that the PLA begins to see this as a problem and take steps to change it.
[15] The EP-3 incident, for instance, illustrates this potential. Before any joint investigation into the causes of the incident, for instance, the US side was immediately held responsible and therefore became the imagined enemy. As a result, all Chinese leaders, including those from the PLA, refused to answer phone calls from the US side. While the Americans believe that establishing bilateral channels of communication at all levels through track-two diplomacy would be beneficial to mediating differences and conflicts, particularly in a crisis, the closure of these channels by the Chinese side in a crisis shows that the Chinese side has a very different understanding about the purpose of these channels.