The Americas have contributed toward global and regional stability. The concept of international security, like
the mission statements of the institutions entrusted with its promotion, has
undergone structural changes during the last decade.
Many Latin
American countries have contributed to the UN Peacekeeping Operations in other
areas and regions in conflict. The
countries of the region have supported the creation of international regimes
for arms control. Similarly, the
countries of Latin America have increased transparency in their defense
policies, particularly in matters of defense expenditure. Despite this, a global negotiation, capable
of defining new threats and risks within the Americas and for the Americas and
with the goal of establishing international rules of the game in this field,
has not yet been developed.
Perspectives
of “democratic peace” have increased since the creation of specific agreements
such as the Declaration of Santiago by the OAS in 1991, the democratic clause
of the countries comprising the Mercosur, or the hemispheric impact caused by
the presidential declarations at the Summit of the Americas in Miami and in
Santiago. In both hemispheric summits
the heads of government have centered their action around “the strengthening of
democracy, political dialogue, economic stability and social progress”; these
occurrences, along with economic opening and integration processes, “have
allowed our relations to achieve greater maturity”[1].
Latin
America is envisioned as an area of stability and low interstate conflict. To establish a global analysis, we redefine
that Latin America is a region in which the principal tendencies of the
post-Cold War point towards cooperation, complementation, and economic
integration. Latin America is one of
the regions with the least military expenditure. The countries of the region have increased specific measures to
improve their political-strategic links.
Of particular importance is the development of mutual respect measures
and agreements achieved in this realm within the hemisphere. However, it is necessary to secure and
re-strengthen these tendencies and perspectives in the long run[2].
The Latin American contribution to
international security consists of diverse expressions, the principal of which
lies with the de-nuclearization of the region.
It is also worthwhile to emphasize the role, which the armed forces from
various countries have played in recent years in United Nations peacekeeping
operations or in the Military Observation Mission during the Ecuador-Peru
conflict within the hemisphere.
International
change: their impact on hemispheric
security
Five
are the main factors that significantly influence the perception of hemispheric
and regional security: a) the end of the cold war; b) globalization and
democracy; c) changes in sovereignty; d) the traditions behind regional
disarmament; and e) institutional weaknesses on security matters.
The
end of the cold war in no way changed the level of value or strategic priority
which Latin America has in relation to the global overriding power and other
central actors within the international system[3].
The new order to be put in place during the post-cold war stage within the
region should continue to consider such strategic marginality regarding global
affairs, especially as a source of threat vis-à-vis the hegemonic power and for
other principal actors. However, such
position should also be considered from a positive standpoint regarding the
important contribution toward stability that the countries of this hemisphere
have made. The contribution that Latin
America and Canada have made toward international stability is of utmost
importance[4]. The region contributes toward transferring
stability through its self-determination, its support to international
treaties, and the sending of diplomatic and military envoys to conflicting
areas.
Characteristically,
the Americas are being reigned by a hegemonic, unipolar de-institutionalized
system. Throughout the cold war period,
and prior to that, the Latin American countries and Canada were immersed in a
unipolar frame ruled by the United States[5]. The core of the difference lies in the fact
that prior to that, an institutionalized hegemony prevailed which was expressed
through principles and standards that tended to «legitimize» unilateral
decisions. Within the context of the
post-cold war, things have changed in that respect. The possibilities and opportunities to become partners have
increased, and policies are being defined for that purpose.
Globalization and
democracy
The
globalization process has changed the overall context of the political, social
and strategic relationships[6] in
which Latin American countries are immersed.
It is fragmented process. This
dynamic affects mainly all international financial transactions whose effects
are felt on the global commercial expansion.
Something similar is true about communications; the latter are, in
effect, planetary. Part of the
globalization process brings forth, with remarkable clarity, the fact that in
the entire world - and particularly the Western hemisphere - certain values and
principles have become universal.
Fundamentally, human rights, the market and democracy.
A
strategic change that has taken place in the countries of the region
corresponds to the weigh that democracy carries as the ruling principle. The political democracy factor has become,
for the western world, in the articulating component that serves as the core
for each and every dimension of human relations. On the topic of international security matters, democratic peace is the linking
concept. This points toward the low
levels of forcible resolution of conflicts that takes place in politically
democratic systems. This perspective,
in the case of the western world, is virtually in effect[7]. Based on the above, a substantive linkage is
established between values related to human rights and democracy. This connection promotes and defends the
intrinsic legitimacy of the entire system and its international
manifestations. The geographic basis
from which this option is launched happens to be the western world, including
all Latin American countries[8].
Commercial
integration as part of the globalization effect has significantly changed the
ways of production and the levels of inter-dependence. New areas of vulnerability are associated to
this process[9]. The de-stabilization of a national system
has immediate repercussions on isolated regions due to the financial ties that
have evolved around the planet. This
was evident during the Asian and Russian crises of 1998 and the Turkish crises
of 2000. A sudden drop in the income
levels of a country and have catastrophic effects on other subregions.
The
globalizing process tends to unify behaviors, consumption patterns and values,
thus affecting strongly rooted cultural guidelines. The fast acceleration of these process generate perceptions of
instability and distrust. This has an
impact of its own on the perception the community and the elite groups have on
the levels of vulnerability, the level of exposure vis-à-vis the international
system, the impacts it has on national identity and other elements conforming
the basis for the perception of a threat.
The globalization phenomenon is a process not a stage to be reached per
se. It generates opportunities that may
be used profitably, but also more vulnerabilities become apparent, particularly
regarding state sovereignty issues.
The
concept of sovereignty must be re-edited in view of the new framework of
globalization[10]. Recognizing the “porous” quality or
permeability of today's boundaries and hence of sovereignty does not suffice;
it is fundamental to reflect on the building of a new sense of sovereignty that
can be applied to this globalized context.
This
process which is turning the world into a single unity shed light on the
difficulties which States currently face for controlling processes that are
crucial to the development of an international system[11].
The state actors have diminished capabilities for controlling the flow of
information, environmental issues, economic processes, criminal networks and
other aspects[12]. Each
one of the above-mentioned spheres brings forth specific vulnerabilities. These range from the risk of economic
margination to the difficulties of tuning on to value topics that are being
ratified in the globalized world.
Each
of these situations evidences the need to re-express the concept of sovereignty
and how to strengthen it on the basis of increased international cooperation,
instead of looking for autarchic solutions.
The paradox behind sovereignty is that the greater the integration
becomes accompanied by supra-national coordination development, the greater
will the global influence and opportunity will become to make sovereign
decisions for non-regulated areas.
The
former statement has, of course, general and particular consequences on
international security issues. On this
basis, it is feasible to think that more opportunities exist to develop
international regimes for preventing the use of force within this region. Especially due to the growing consensus on
the basic principles that could be adopted by such a system. “The use or threat to use force in
inter-state relationships has virtually disappeared from certain areas of the
world - notably among the more advanced democracies in the era of information
and that border the Atlantic and the Pacific - as well as among a number of
their less advantaged neighbors of Latin American and a growing Central and
Eastern Europe”[13].
Consolidation of
disarmamentation policies
Latin
America has a substantive advantage; it properly resolved the topics dealing
with nuclear proliferation and the development of massive destructive weapons[1].
These advancements make it possible for us to focus more accurately on the use
of forcible means within a new framework in which non-military dimensions for
the use of force are prevailing.
The
region has systematized and formalized its position by means of international
treaties linked to a disarmament policy when dealing with strategic issues
(Tlatelolco, TNP, Chemical Weapons and Clearing of Mines). This measure is essential for reducing the
perils of confrontation. In the event
confrontation becomes apparent, the effects are mitigated. Moreover, after the cold war, the region has
looked for ways of establishing more ample room for solutions to
controversies. For example, during the
last five years, all mechanisms conceived to consolidate mutual trust and
security and to increase transparency have met great success.
Institutionalizing
security matters
Within
the hemispheric context, one of the main vacuums found from an institutional
standpoint is related to the issue of security. No adequate and modern instruments to prevent conflict are in
place. Progress achieved in this field
is limited to subregional efforts through policy coordination or entering into
agreements to pursue a greater degree of coherence; such is the case of the
Central American Treaty for Democratic Security[14]
or the MERCOSUR coordination.
However,
the absence of institutionalization is evident when conflicts, such as the one
between Nicaragua and Honduras arise (2000/2001), and for which there is no
constituted body to turn to in order to gain immediate intervention. This is a role that the Permanent Council of
the OAS meets within the political context; this one needs to be donned with
the appropriate instruments and resources that will enable it to mobilize
immediate action and it should be capable of monitoring such situations in
order to prevent this sort of options[15].
The
Americas are currently in a moment of transition with regards to their
conceptions of security. With the end
of the Cold War, definitions based on ideology lost their power and priorities
were reorganized from new perspectives and interests. The economic dimensions (processes of integration) and
political-societal (political-democratic system) have begun to acquire new
relevance. The influence of the actors
involved in security issues is changing.
The power of the state is being reduced, other actors are emerging, and
post-statist visions are emphasizing new content. In the same way, changes have occurred in the gravitation of
forums that analyze and resolve issues of collective security and peace in the
hemisphere. We have gone from
diplomatic forums with a strong parliamentary emphasis, to a “Summit diplomacy”[16]. The business scenarios and the
financial-commercial forums occupy an increasingly growing space.
Security is a debated concept. Its conceptual definition and its delimitation are the result of
the political processes. What security
entails for some may create insecurity in others. The same reality is perceived and communicated from different
“positions." Security is a an
elusive concept. It is imbedded in a
broad category that transcends military issues, and involves non-military
aspects. Security must be understood in
its social-historic-cultural-geographic context[17]. Albert Einstein affirms that “Theory is what
determines that which we can observe”[18]. New theories are therefore needed at this
stage, in order to analyze the behaviors of the new actors, the new structures
they agree on, and the processes in which they interact in this new era for the
international system. The “given order”
brought forth by bipolarity has ceased to exist. The actual “order” continues to be monopolized at certain levels,
becomes multipolar at some other and universal in a few. We must advance from uncertainty into an
orchestrated order with the restructuring, reformulation and construction of
international regimes. We understand
international regimes as they have been defined by Robert O. Keohane and Joseph
Nye[19]. Governments either create or accept
procedures, norms, and principles in certain types of activities and in
decision-making. Without the
structuring of regimes, the immediate interests of the actors or coalitions
with greater powers will prevail; with it, uncertainty and tension will be a
constant. The superpowers need general
rules because, more than any other actor, they seek to influence world events[20]. This means that even when great asymmetries
exist, it is not possible to impose solutions nor when they are costly. Thus, even for the powers, international
regimes are necessary.
The central factor, both within the political and
economic context, as well as in the security issues arising along this
post-cold war decade, lies with the weight that sub-regions have. Subregional areas determine the dynamics of
effective policies and the actual progress attained for each matter. The end of bipolarity opened another sort of
spaces and allows for greater diversity thus enabling greater
diversification. While it is true that
a certain inertia still prevails as a by-product of the cold war, it is within
the subregional approach where such factors must be easily overcome and from
where new interpretative paradigms and new actions must stem.
The
emphasis of focus varies when considering the trilogy comprising human safety,
state security and international security, depending on the scenarios. In the immense majority of cases, the weight
of such articulation will fall upon state security because the State continues
to be the main international actor and the actor that has the greatest
resources available in terms of force.
Also, because the demands generated by civil society, expressed as
mandatory requirements for human security, are voiced and implemented by the
State. It is the latter the one that
needs to meet the demand. In turn,
international instability is fought by generating alternatives provided by
multilateral frameworks in which the State is the actor issuing recommendations
and solutions. For several geographic
regions, mainly Africa, a main gravitational center may be located around
international security - and their main actors, i.e., the reaction of the
international system in the face of a governance crisis in fragile or nearly
extinct nations.
Rethinking of new contents for security matters demands
placing the topic of the use of forcible means as the dimension that sets
order, selects and organizes contexts.
It is therefore a key issue referred to as war and peace[21]. Other dimensions and spheres that affect
life can and should be approached from cooperation, training, transference of
resources and other institutional arrangements. Beginning with this approach it shall be possible to design early
alert mechanism, preventative mechanisms and follow-up activities.
Toward a multilateral security scheme
Proving the need for
institutionalization does not suffice.
Similarly, the design or visualization of goals to be achieved is not
enough. Political will and grouping
capacity is mandatory in order for the institutionalization proposal to reach
the necessary consensus and hence become a reality. This process is still more complex given the presence of new
international actors who exert their influence on definitions and policies.
At
the onset of the XXI century, in Latin America, there is evidence that warfare
and the use of forcible mechanism is more closely linked to intra-statal
problems rather than inter-state conflict.
Within the global context, the main conflicts appear connected to
national fragmentation, to ethnic issues, to religious differences, more so
than to the ideological conflicts that characterized the previous period[22]. The fundamental manifestation of such
intra-state conflicts, i.e., domestic conflicts that generate instability in
the subregional context and even in the international context, are conflicts
that carry a high cost in terms of human conditions, unfurling an unexpected
degree of violence the consequences of which have an aftermath of emergency
situations requiring humanitarian aid and which will take a long time to mend
the damage caused to physical infrastructure and even more time to bring
consolation to the impaired emotional status of the people.
The above means that an adequate balance must be reached
between the use of preventative systems that provide early alert and coercive
diplomatic mechanisms[23]
in order to limit the effects that the conflict has impounded both at the
internal and international levels. This
evolves as an essential topic to be debated regarding the multilateralism of
the early XXI Century. Coercive
diplomacy and the assessment of penalties constitute crucial topics in the
design of post-cold war policies. For
the hemisphere, the crisis in Haiti was an example of the difficulties posed by
the penalties system, in spite of the consensus that had been reached by
immensely powerful countries regarding those penalties[24]. Rethinking of this theme is essential for
the new hemispheric and subregional approach to security.
Overcoming the dilemma implied in security for the
Americas continues to be the core issue in matters having to do with
hemispheric, regional and bilateral security.
The solution of important considerations related to the sovereign pillar
of territorial affairs have enabled a reduced perception of an inter-state
military threat. In order to further
reduce the security dilemma, we must achieve progress in transparency issues
and build our trust. This will in turn
set the bases for developing converging and complementary policies within a
framework of understanding and of growing inter-dependence. In those cases in which differences are
still apparent, the trust and transparency will create spaces from which to
resolve such differences and generate alternate options and mechanisms that
will avoid an escalation of the military force and will foster a mutually beneficial
solution. A joint vision of the future
will be capable of merging localized, subregional and hemispheric interests;
will articulate broader options than those determined by a focalized dilemma
that only perceives the realm of security on military grounds.
The Confidence Building Measures (CBMs)
The measures of
mutual confidence are bilateral and multilateral actions destined to prevent
situations of crisis and of conflict.
They seek to strengthen peace and international security. They contribute to the communication between
and among the actors. They create a
favorable atmosphere for establishing a framework of understanding that
mitigates the perceptions of immediate threat and prevents possible elements of
surprise. The CBM presupposes the existence
of differences of interests and of low confidence in the relations. Its application is fundamental when the
differences can be expressed by its acquisition or defense, in terms of its use
of instruments of force. In that
situation an error of interpretation could result in an undesirable conflict.
What we should emphasize first is that
the Confidence Building Measures “acts” that usually will be preceded or
accompanied by favorable declarations of peace, understanding and harmony
between people. Another aspect that
should be pointed out is that the Confidence Building Measures are reciprocal,
hence they are “mutual." This
distinguishes them from the signs of good intention that a State emits for the
benefit of another and by nature they are unilateral and therefore not
linked. The obligation of the CBM does
not only refer to the idea that both States are developing the same action - an
issue that can occur in some cases - but it also signifies that they are
equivalent and contemporaneous.
The
confidence building measures are actions with a link to necessary reciprocity,
not necessarily equivalent, but at least parallel in time. With rapid sequence, gradually progress will
be reached, provided that the counterpart complies with the reciprocal compromise. The Confidence Building Measures are an
instrument, a technique, in the maintenance of peace; they don’t resolve the
conflict nor the difference of interests; they make communication possible and
they make the courses of action of the various involved actors more transparent
and predictable.
Reducing
the uncertainty and increasing the predictability are two central objectives of
the CBM. Upon establishing a
communications network and promoting the generation of actions that demonstrate
a tendency towards passive resolution of the discrepancies of interests, a
window of opportunity is opened to the development of actions in other areas
principally the area of politics and diplomacy. Furthermore, if there are solid diplomatic compromises and a system
of verifiable CBM will be constructed, spaces for establishing measures of
control and limitation of armaments will be generated, in an orderly manner of
defined areas.
The CBM have as an objective, to act
above risks and above threats. They possess
a preventive value. They make
communication possible and mechanisms of information effective. The CBM are not measures of the control of
armaments. Neither are they measures of
the limitation of armaments, nor do they constitute measures of disarmament. Even though the development of the CBM can
form part of a process that includes measures of those characteristics. It is difficult to think that measures of
control, limitation of armaments, and even disarmament can be developed in the
absence of a context of confidence, where the CBM are focused.
The
CBM seek to establish a patron of relation that grants credit to the
declarations of intention. They are
designed to prove the acts that seek to affect the security, the integrity or
any other vital interest, and to differentiate them from other actions. From there we find the essential bond
between CBM and the verification processes.
There has existed
a strong debate over the amplitude or the degree of restriction of the
CBM. Some interpretations place them in
a wide context of the development of security.
Other visions emphasize its focus on defense. That is to say, those having to do with the development of
measures of an essentially military character.
Among these, one can count the following: exchange of military
information, development of mechanisms of consultation, facing unusual military
activities, cooperation in matters of military incidents and accidents,
observation of determined military activities, training and education, etc.
The Confidence
Building Measures have 10 characteristics:
1.
Transparent
and Open.
2.
Predictables.
3.
Reciprocity
and Equivalence.
4.
Adequate
communication.
5.
Establish
a relationship.
6.
Feasibility.
7.
Coherent..
8.
Verifiable.
9.
Social
Support.
10.
Variables
according to the number of actors.
The process of construction of
confidence can clearly advance by distinct levels:
a. Eradicating distrust. The
measures seek to establish a framework that would allow the elimination of
suspicions and fear, by means of the generation of transparency. The verification is determined by giving
complete satisfaction to this point.
b. Constructing an area of confidence. Establishing a relationship of predictability, should be
maintained throughout the course of time and should put forth the construction
of a new type of relationship that allows certainty and confidence in the
completion of compromises.
c. Deepening trust. It is a
new step in the solidifying of relations.
A patron of relation has been created that points towards the association. The outline of joined actions and practice
together characterize the ties.
d. Recognizing interdependence. When
the projects of association acquire a greater density, the interdependencies
are recognized and institutional perimeters for coordinating policies are
established, at the same time making progress towards the creation of
supranational institutions.
The
Confidence Building Measures permit: (1) the construction of a history of
satisfactory promises and of fulfilled compromises. (2) the establishment of a practice of distention. (3) the shaping of a patron of relationship
that grants certainty and predictability to the ties. A time of strengthening those processes that will enable them to
define the specific measures in the area of the limitation and control of
armaments, including the area of disarmament.
That is to say, that only when one has proven certainties is one able to
search for concerted measures destined to change the strategic balance. Seeking to reduce in a parallel, simultaneous,
and balanced way, the potentialities surrounding that which establishes the
strategic balance will be possible only in an atmosphere of trust and
stability. This ought to include the
bilateral ties, but should consider the area where the balance is expressed.
The
actual democratic context and the growing integration allow for a favorable
opportunity to construct a political space that permits the movement from
distrust to cooperation, in the region and in the hemisphere. In this way, we will construct a foundation
essential to developing a strategic balance of the region that allows us to
influence the design of tomorrow’s world that was initially opened with the end
of the cold war.
The end of the cold war had
a very positive effect on the Southern Cone of Latin America, specially
regarding the relations between Argentina, Brazil and Chile. It made it possible to develop, ratify and
recapture the cooperation trends. A
greater space for interaction and bilateral cooperation emerged from the
disappearance of the conflicts between blocs.
1990
and 1991 were as crucial years from the perspective of international security,
they also were important in the construction and development of initiatives to
reach the dividends of the peace process.
The nuclear rivalry between Argentina and Brazil ended during the
1990-1991 period, thus making Latin America a fully nuclear-free zone. Argentina and Chile reached important
agreements to overcome their territorial differences during this same two-year
period. It’s important to point out
that the self-referring geopolitical rivalry that used to take place during the
70s and 80s with no link to the international system disappeared as a result of
these two events.
New spaces for
political dialogue, and a new kind of civil leadership in defense and
international security matters emerged during the mid 80s, as a result of the
democratization processes in Argentina and Brazil. That was how on February 1985, president Alfonsín, and president
elect Tancredo Neves worked their way towards an agreement that allowed a
mutual verification on nuclear issues.
The Permanent Committee on Nuclear Policy was established during
November 1985. In 1989, the new
presidents, Carlos Menem and José Sarney, agreed on a series of additional
nuclear cooperation measures.
This
manifestation of political willingness within civil democratic leadership
reached its peak point when both countries announced a joint nuclear policy;
which, amongst other things considered nuclear material controls, and the
creation of a verification agency from both countries, joint system for
Accounting and Control of Nuclear Weapons; and the Brazilian-Argentina for
Accounting and Control of Nuclear Materials (ABACC). As of 1991 this policy was linked to the International Atomic
Energy Organization, according to an agreement subscribed on December 13 in Vienna
by the presidents Collor de Mello y Carlos Menem.
The end of the
political rivalry was transformed into a strategic decision that enabled
expanding the cooperation between Argentina and Brazil in all the areas;
Uruguay and Paraguay later became a part of this process. On March 26, 1991, the presidents of these
countries submitted the MERCOSUR treaty.
A cooperation agreement that establishes a customs merger, as a previous
step to a broadened integration that would involve the most diverse expressions
of both cultures. During 1996, Chile joined
the organization as an associate, as did later on Bolivia.
Chile’s return to
democracy produced significant changes on the Atlantic-Pacific axis, as it took
upon a new administration after 17 years of military government. Already in 1990, the presidents, Patricio
Alwyn and Carlos Menem agreed to define the pending territorial controversies
and establish a mechanism to solve them.
That was how, in 1991, both presidents signed a bilateral border’s
agreement. Through this agreement the
disputes and differences along the second longest interstate border in the
world were solved. This process
culminated in 1999.
During the 90s,
Chile and Argentina became an example on institutionalized cooperation, and on
the resolution of substantial problems in areas that could involve army
entities. It was during this decade
that the relationship between Chile and Argentina became known for its
cooperation, growing interdependence and the fulfillment of needs.
It was in this
context that, in Santiago, in 1991, the General Assembly of the American States
Organization established the Democratic Commitment of the Americas. This was a decision and mechanism to promote
and protect this hemisphere’s democracies.
During that same year, Argentina, Brazil and Chile signed the Mendoza
Declaration, which referred to massive destruction of chemical, biological and
bacteriological weapons. The political
will to outlaw this type of weapons facilitated the worldwide agreement on this
matter. Towards the end of that decade
these countries submitted and approved the Ottawa Declaration, which dealt with
the prohibition of landmines.
During
all theses years, and specially during the second half of the 90s, the
development of the military confidence building measures has facilitated a
connection amongst the armed forces that has expressed itself through the
development of military exercises between Argentina and Brazil, Chile and
Argentina, and the launching of multinational military exercises in the
Southern Cone. The recent cooperation
programs between Argentina, Chile and Brazil’s and armed forces, especially
with the navy, are worth mentioning.
On
the strategic-political plain, the similarities between these Southern Cone
nations has manifested itself at different international forums: United
Nations, The American States Organization, the meetings of the Defense
Ministers of the Americas and at this hemisphere’s Presidential Summits.
To summarize, we
can point out that: having solved the territorial sovereignty issues and with
the disappearance of the geopolitical rivalry, it was possible, within the
context of development and democracy growth, to move forward towards commercial
cooperation and interdependence on strategic issues (oil, energy, electricity,
transcontinental corridors). These
changes have also allowed the incremental utilization of confidence building
measures and security; this has not only helped to eliminate distrust, but also
open a cooperation processes between armed institutions based on shared valued
and points of view on international security.
The joint action,
taken by the Southern Cone’s countries, generated throughout the 90s a
consolidation of the peace and stability; this happened not only in this area,
but it also projected itself to Latin America as a whole. Also, under the flag of the United Nations,
Southern Cone’s countries have contributed in a special manner with operations
to the uphold peace.
Nevertheless,
it’s necessary to point out the serious crisis that involved the use of force
between Ecuador and Peru, in 1995, which prevented the progress and in depth
study of regional and hemispheric agreements on international security
matters. Reducing a military conflict
challenged the sub regional preventive action capability. The Ecuadorian-Peruvian crisis demonstrated
the absence of an effective prevention institution in the region. This demanded collaborative action to avoid
the escalation of the conflict, which was based on territorial differences.
The rapid action
on Brazil, Argentina, Chile and The United States’ part made it possible to
bring to a halt the use of force. A
multinational military instrument was created: the Ecuador-Peru Military
Observers Mission (MOMEP). This
contingent enabled the separation of the troops in the wild Alto Cénepa. The
most significant aspect was the cohesive way in which these four countries
worked. This allowed building a diplomatic negotiation space, at the same time
that they were demilitarizing the relationship. The crucial personal work of the
Ambassador Luigi Einaudi enabled the development of good grounds for a direct
dialog between the parts. This allowed assisting and helping them reach an
agreement. An important aspect of this process was the coherence with which the
four countries worked, as well as the support they gave their forces so that
they would act in a unified manner.
The
Ecuadorian-Peruvian crisis was solved successfully in October of 1998. It was a
major success for the common peace process in the region. It was a great
success for the preventive Latin American diplomacy.
Having reached an
agreement between Ecuador and Peru, and having solved the differences between
Brazil and Argentina, and Argentina and Chile, it was possible to take a
significant step forward: declaring MERCOSUR as a peace zone, and projecting
this peace zone to all of South America in relation to interstate affairs.
It is possible to
say that the main characteristics that enable progress in the Latin American
Southern Cone are related to four trends, that are links to the global changes
produced by the end of the cold war. The trends that become basic tools on
cooperation maters relating to defense and security are:
Ø
Democracy, and its manifestation through political will to solve
differences.
Ø
Commercial and economic integration, as well as, an increase in
interdependence.
Ø
Multilateral agreements in the strategic diplomatic environment.
Ø
Promotion of controls and limitations of armament, as well as distension
willingness in defense and security matters.
The systematization
of the lessons can be summarized in these six points:
1. Political rationality in the decisions taken during
crisis situations. A historic study of the Chilean-Argentine affairs
shows that there’s never been a war or suspension of diplomatic relations
between the two countries.
Brazil, the biggest country in South America, defined
its seven borders without a war or any major conflict or tension. Brazil and
Argentina have used force against each other only once, and that was more that
172 years ago, in the dawn of their independence.
In all the crisis situations, be it north south
(Brazil-Argentina), or east west (Argentina-Chile), they were all solved
through diplomatic means. War became a possibility on more than one occasion,
but political rationality prospered even in the moments of maximum tension.
All this establishes a heritage of peace and
cooperation as a founding element in the relations between these countries. And
it’s expressed much more vigorously in the XXI Century.
2. Shared Values. Argentina and Chile shared a common project
throughout their independence process. Through the ABC treaty, Argentina,
Brazil and Chile developed a common line of though in the early part of the XX
century. In 1914, this treaty created the possibility to contribute to the
dialogue and resolution of the conflict between the United States and Mexico.
Shared valued on democracy have been expressed in the promotion and support of
the Democratic Commitment of the Americas, submitted by OEA in 1991. On this subject,
MERCOSUR also has a clause that stipulates that only democratic countries can
participate in this association.
Argentina, Brazil
and Chile contributed to the creation of a global democratic alliance, or to
the development of a worldwide democratic projection. This gives indication of
the growing importance that the western world gives to this subject.
3. Overcoming territorial differences. The border
between Chile and Argentina was defined due to political governmental will, and
a steady effort from different governmental entities, as well as solid support
from the civil society, thus solving their “colonial heritage." This
contributes in a decisive manner to the demilitarization of the interstate
ties. The end of the nuclear rivalry
eliminates the threat of using force in other discrepancies between Argentina
and Brazil, particularly in those related to water resources. Even though there
were no discrepancies as far as the definition of borders, there were a few,
related to the resources found on these borders.
In both cases overcoming theses territorial differences enabled
increasing the cooperation on these borders and at a global level.
4. Growing Interdependence. Argentina, Chile
and Brazil have built a thick economic interrelation network. They are commercial
partners and at the same time there are reciprocal investments between these
countries. Commercial corridors allow freights that come from Brazilian ports
to pass through Paraguay and Bolivia to Chilean ports where they head to the
Asian-pacific. Commercial corridors join in the same manner different parts of
Argentina, with Chilean ports. Political coordination and agreement create a
good environment for international action
5. In the Southern Cone there is shared view of potential
risks. The main challenges as they are perceived by Argentina, Brazil and Chile
are related to international stability. They contribute to this by sending
troops to uphold the peace. Stability in the region is key. That is why
creating MOMEP was a decisive move. The demilitarization of the interstate
relations is expressed through the will to build a peace zone and a
demilitarized zone. At the same time, cooperation in defense matters has
increased, for example, the bi-national control points to avoid the passing of
nuclear waste through the Magellan Straits. These countries possess similar
viewpoints on the new international security order.
6. The confidence
building measures have had a fundamental role in the process. The confidence
building measures have generated a growing transparency in their process.
Argentina and Chile have published their defense books. Brazil’s presidential
defense orientation was made known to the public. The three countries consider
preventive diplomacy to have an increasingly important role. This greater trust
has allowed the realization of military exercises on a bi-national and a
multinational level. There’s a program that enables the development of diverse
military confidence building measures. Confidence building measures have
allowed the change from distrust to cooperation. This is shown in agreements
such as the Chilean-Argentine to jointly build navy ships. Or it can also be
seen in the training that argentine pilots are receiving on Brazilian aircraft
carriers.
We can outline
the most outstanding points of the confidence building measures like this:
Ø
The CBM prevent risks in highly conflictive situations.
Ø
The CBM are effective and they generate confidence if they are viewed in
a generalized cooperation environment. Substantial political willingness to
promote them.
Ø
The CBM are specific to each geographic, political and military
situation.
Ø
The CBM have a high bilateral and sub regional effectiveness.
Ø
The CBM are key in the process and enable an increment in goals.
These
six lessons have been consolidated due to the application of a series of basic
concepts that facilitate the relationship. The following are these basic
concepts:
1. Gradual Process. There are no final goals. On the contrary, the process has been
developed through consecutive steps. This allows for more pragmatism. It is the
process that enables the qualitative jumps, more so than ambitious short-term
goals.
2.
Flexibility. Political will
has enabled harmony in the reach, depth and rhythm of the satisfaction of the
parties involved. Flexibility makes it possible to use steadiness as a benefit
in the substantial goals, more so than, in certain circumstances, the
maintenance of specific formal stands.
3. Balance. The process looks for participation and the
development of reciprocal actions. These possess balance and equilibrium that
manifest themselves through qualitative and quantitative aspects.
4. Symmetry. The process shows the equivalence in the
responsibilities. The symmetry is the fulfillment of the crucial commitments
during the consolidation of the process. Creating harmony in the policies that
belong to different fields, but particularly in defense matters, is possible if
this concept is applied in an affective manner.
5.
Preferential
treatment. Creating more
economic proximity and the reduction of distrust make it possible to direct the
interdependence process. This means getting closer due to cultural affinities,
and geographical proximity, and applying the open regionalism concept. This
means, increasing regional cooperation as a mechanism of global opening. In
this environment creating harmony in the policy is essential.
6. Involvement of new participants. The
incorporation in the strategic relationships of new non-traditional
participants has been fundamental. In this sense it’s important to point out
the parliamentary participation, a historically absent participant in
international security matters in this region. The incorporation of businessmen
to the dialogue has been fundamental, given their role in the promotion of
interdependence and in the management of strategic enterprises. The academic
has also proven to be fundamental. The II
Track Diplomacy has increased proximity and better knowledge of high
sensibility matters. It has enabled new points of view and suggested courses of
action that increase cooperation.
For a cooperation
process to be successful in any area it needs institutionalization, more so, in
defense and security matters. In these areas, formal aspects possess a highly
significant importance. Even in the initial stage formal aspects contribute to
unlock the process so it is possible to approach significant issues. From this
point of view we can point out four levels and institutional dimensions where
the basic concepts have been applied, as well as what has enabled the
resolution of conflicts and tensions, and what has improved the relationship
between Southern Cone countries.
The following are
four basic tools:
1.
Formal
institutional structures. The political will to enable dialogue, cooperation
and a shared projection of the future is manifested in the design and
development of pyramid-shaped formal structures. The Presidential summits are
on the peak. That is, the regular meetings between presidents. Amongst these we
can point out the bilateral summits, (Argentina-Chile and Brazil-Argentina),
the sub regional summits (MERCOSUR summits), and the informal dialogue between
presidents, through telephone conversation, as well as at other summits (Summit
of the Americas, United Nations Special Meetings, Ibero-American Summits, Group
of Rio summits and others).
Formal dialogue
instances between Foreign Affairs Ministries, Ministries of Defense and armed
forces have also been established. Argentina and Chile submitted a memorandum
of understanding in defense and security matters in 1995. Brazil and Argentina
signed an agreement of cooperation on defense matter in 1997.
All this means
that there is an institutional framework for the political dialogue, for the
diplomatic coordination and for the military relations. Mechanisms have also
been developed on parliamentary relations level, as well as on a union,
business and an academic level, along with other parts of the society.
2.
Institutionalization
of confidence building measures. The agreements submitted on defense matters have
enabled the establishment of institutional frameworks where confidence building
and security measures are planned and coordinated. It is on this level that the
development of transparency is planned. This is how the agreement to publish
the defense books, or the progress in the transparency of military spending or
the planning of the military exercises has come from military spending.
3. Organized
action. The described institutional framework enables organized action
between the Southern Cone countries. This is shown as cooperation in defense
measures against shared risks, (passing of nuclear waste waters that are under
the jurisdiction of these countries). Agreements to disarm, control and limit
the armaments (creating nuclear and mine free zones, among others). Preventive
joint action in international, regional, and global security matters. Such as
being part of peace operations in: East Timor, Cambodia, Iraq-Kuwait, and
Kosovo.
4. Design
of binding international regimes. Establishment makes it possible to create
a particular architectures specifically prone to the prevention of conflicts
and the promotion of cooperation. These designs have materialized in formal
institutional structures, which work on a bilateral and a sub regional level.
There’s a deficit in the regional and hemispheric establishment. The creation
of the MERCOSUR Peace Zone is a significant example of the design and
implantation of an international security regime for this part of the world.
[1] The Treaty of Tlatelolco of 1967; The Mendoza Declaration(chemical and biological weapons) 1991. Treaty of Ottawa (anti-personal mines, 1997).
[1] Declaration of Santiago. II Summit of the Americas. Santiago, Chile, April 1998.
[2] Joseph S. Tulchin and Francisco Rojas Aravena, with Ralph H. Espach (Editors), Strategic Balance and Confidence Building Measures in the Americas. Stanford University Press, California, 1998.
[3] National Defense University. Institute for National Strategic Studies. 1998: Strategic Assessment. Engaging Power for Peace. Washington, D.C., 1998.
[4] Harold Klepak, “Doctrinas Canadienses acerca de la seguridad internacional”. (Canadian doctrines on international security) as part of: Fuerzas Armadas y Sociedad (The Armed Forces and the Community), Year 11, No. 3, July-September. FLACSO-Chile. Santiago, 1996. pp. 3-7.
[5] Lars Schoultz, Beneath the United States. A History of U.S. Policy Toward Latin America. Harvard University Press. Cambridge, 1998.
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[6] Robert O. Keohane y Joseph S. Nye Jr., “Globalization: What’s Now? What’s Not? (And So What?). Foreign Policy. Spring 2000.
[7] Democratic peace cannot be achieved between democratic and non-democratic regimes. Please refer to Stephen M. Walt, “International Relations: One World Many Theories”. Foreign Policy, No. 110. Washington, D.C., Spring 1998.
[8] In the case of Europe, this has been formalized under the codes of conduct. Gert de Nooy, Cooperative Security, the OSCE and its Code of Conduct. Netherlands Institute of International Relations ‘Cligendael’. Kluwer Law International Ed. La Haya, 1996.
[9] Paul B. Stares, The New Security Agenda: A Global Survey. The Japan Center for International Exchange. Tokyo, Japan, 1998.
[10] Roberto Bergalli & Eligio Resta (comp.), Soberanía: un principio que se derrumba. (Sovereignty: a collapsing principle) Ed. Paidos, Buenos Aires, 1996.
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[12] Paul Kennedy Toward the XXI Century . Plaza & Janes. Spain, 1998 (4th. Edition). Specifically Chapter VII on, “The future of the State-Nation."
[13] Keohane & Nye. ob.cit, page 116.
[14] Francisco Rojas Aravena, Bernardo Arévalo de León, Carlos Sojo (eds.), Sociedad, Estado y Fuerzas Armadas: la nueva agenda de seguridad en Centroamérica (Society, State and the Armed Forces: the new Central American agenda on security issues). FLACSO-Guatemala and Chile/P&SA/Wilson Center. Guatemala, 1998.
[15] OAS News. “OAS sends mission to mitigate tensions”. January-February, 2000. Also stressed should be the role of the OAS as a moderator in the dialogue between Costa Rica and Nicaragua on the conflict that has arisen over navigation rights on the San Juan River. El Mercurio, Santiago, 4th April, 2000, page 4.
[16] Francisco Rojas Aravena (Ed.) Globalizacion, America Latina y Diplomacia de Cumbres (Globalization, Latin America and Summit Diplomacy). FLACSO-Chile/LACC, Santiago, 1998.
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[18] Cited by Paul Wazlawick, ¿Es real la realidad? (Is reality real?)Ed. Herder, Barcelona, 198, p.59.
[19] Robert O. Keohane, Despues de la hegemonia. Cooperacion y discordia en la politica economia mundial. (After hegemony. Cooperation and controversy on world economic policies) Ed. GEL, Buenos Aires, Argentina 1988.
[20] Robert O. Keohane, The International Institutions: Can Interdependence Work? In: Foreign Policy, No.110. Washington, D.C., Spring 1998, pp-83-96. The complexity of the new reality and of the new agenda cannot be comprehended by the traditional concepts of international security. The response that some actors have tried to deliver is an elaboration of the concept of international security. With this, they situate the context of security issues at various levels (military, economic, social), hindering the practical operability and the development of specific actions.
[21] Friedman Lawrence, “International Security: Changing Targets”. En: Foreign Policy, No. 110. Washington, D.C., Spring 1998.
[22] Kofi A. Annan, Partnerships for Global Community. ONU Annual Report. New York, 1998.
[23] Alexander L. George and William E. Simons (edited by), The Limits of Coercive Diplomacy. Westview Press, Colorado, 1994.
[24] Margaret Daly Hayes and Gary F. Wheatley, Interagency and Political-Military Dimension of Peace Operations: Haiti. A Case Study. NDU/INSS. Washington, D.C., 1996.